DFX Intelligence

M•••••• A••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

M•••••• A••• S••••••••

Advisor at C•••••••

Newton, MA

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Search this name across graphsid dfx:ria:15fec87e-e430-149a-2f42-7530c88871b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Mar 21, 2023	n/a	yes	Newton, MA	Current employment
A•••••• W••••• M••••••••• I•••	Former SEC adviser	Jul 2, 2007	May 18, 2023	no	WELLESLEY HILLS, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• M••••••••• I•••	C•••••••	May 18, 2023	Mar 21, 2023	-58	Firm change after gap	Other
M••••• S•••••• C•••••••••	A•••••• W••••• M••••••••• I•••	Jul 19, 2007	Jul 2, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
143873:175112:MA:2023-05-18	May 18, 2023	Mar 21, 2023	WELLESLEY HILLS, MA	Firm change after gap

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Mar 21, 2023 to presentfactForm ADV
→ A•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2007 to May 18, 2023factForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Dec 7, 2005 to Jul 19, 2007factForm ADV
→ E•••••••• A•••••••• L••Registered adviser

Dated events

Occurred
May 18, 2023
Advisor changed firm
M•••••• A••• S•••••••• left A•••••• W••••• M••••••••• I••• for Captrust (registered 2023-03-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:15fec87e-e430-149a-2f42-7530c88871b3
First observed: Jul 31, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.