RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Mar 21, 2023 · Newton, Ma
- A•••••• W••••• M••••••••• I••• formerJul 2, 2007 to May 18, 2023 · Wellesley Hills, Ma
- M••••• S•••••• C••••••••• unclassifiedDec 7, 2005 to Jul 19, 2007 · Boston, Ma
- E•••••••• A•••••••• L•• national BDJul 31, 2002 to Dec 7, 2005 · Wellesley, Ma
- A•••••• W••••• M••••••••• I••• to C•••••••left May 18, 2023, registered Mar 21, 2023 (-58 days) · Other · moved with a team
- M••••• S•••••• C••••••••• to A•••••• W••••• M••••••••• I•••left Jul 19, 2007, registered Jul 2, 2007 (-17 days) · Other
- E•••••••• A•••••••• L•• to M••••• S•••••• C•••••••••left Dec 7, 2005, registered Dec 7, 2005 (0 days) · Other
- M•••••• A••• S•••••••• left A•••••• W••••• M••••••••• I••• for Captrust (registered 2023-03-21)May 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address