DFX Intelligence

J•••• F•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

J•••• F•••••• C••••••••

Advisor at A••••••••• P••••••• L••

RALEIGH, NC

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Search this name across graphsid dfx:ria:1609472f-729d-ab68-9759-645c568edb9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• P••••••• L••	Independent wealth	Mar 18, 2021	n/a	yes	RALEIGH, NC	Current employment
A••••••••• P••••••• L••	Independent wealth	Aug 20, 2019	Jul 22, 2020	no	RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••	A••••••••• P••••••• L••	Apr 4, 2018	Aug 20, 2019	503	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••	Dec 16, 2014	Mar 26, 2015

Relationships

Registered with (4)

→ A••••••••• P••••••• L••Registered adviserregistration: previous registration
Aug 20, 2019 to Jul 22, 2020factForm ADV
→ C•••••Registered adviserregistration: previous registration
Mar 26, 2015 to Apr 4, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 29, 2012 to Dec 16, 2014factForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1609472f-729d-ab68-9759-645c568edb9e
First observed: Jun 3, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.