DFX Intelligence

W•••••• B•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

W•••••• B•••• C••••••

Advisor at C•••••• P•••••• W••••• G•••• L••

SHORT HILLS, NJ

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Search this name across graphsid dfx:ria:160b1383-42b6-88d4-c614-1db37503e7b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P•••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• P•••••• W••••• G•••• L••	Independent wealth	Nov 9, 2021	n/a	yes	SHORT HILLS, NJ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 19, 2018	Nov 5, 2021	no	FLORHAM PARK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••• P•••••• W••••• G•••• L••	Nov 5, 2021	Nov 9, 2021	4	Firm change	Wirehouse to new firm
J••• M••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 26, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:316785:NJ:2021-11-05	Nov 5, 2021	Nov 9, 2021	FLORHAM PARK, NJ	Firm change
79:7691:NJ:2018-09-26	Sep 26, 2018	Sep 19, 2018	WESTFIELD, NJ	Firm change

Relationships

Registered with (3)

→ C•••••• P•••••• W••••• G•••• L••Registered adviserregistration: current employment
Nov 9, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 19, 2018 to Nov 5, 2021factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 18, 2013 to Sep 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:160b1383-42b6-88d4-c614-1db37503e7b4
First observed: Jun 3, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.