DFX Intelligence

G•••••• A•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

G•••••• A•••••• S••••

Advisor at L•••

LOS ANGELES, CA | Warren, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Dec 8, 2025	n/a	yes	Warren, NJ\|LOS ANGELES, CA	Current employment
F••••••••• A•••••••	Former SEC adviser	Jul 30, 2019	Jan 8, 2026	no	WARREN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• A•••••••	L•••	Jan 8, 2026	Dec 8, 2025	-31	Firm change after gap	RIA to RIA
M•• I•••••••• S•••••••• L••	F••••••••• A•••••••	Jul 24, 2019	Jul 30, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
156185:269866:NJ:2026-01-08	Jan 8, 2026	Dec 8, 2025	WARREN, NJ	Firm change after gap

Relationships

Registered with (4)

→ L•••Registered adviserregistration: current employment
Dec 8, 2025 to presentfactForm ADV
→ F••••••••• A•••••••Registered adviserregistration: previous registration
Jul 30, 2019 to Jan 8, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Jul 24, 2019factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Jan 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 28, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.