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F••••••••• CAPITAL MANAGEMENT, LLC, CRD 156185
WARREN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H••••••• J••••• | MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | B | yes | 02/2018 | Mar 29, 2018 | Jun 20, 2024 |
| K•••••••• K•••• R•••• | CHIEF OPERATING OFFICER | Na | yes | 01/2023 | Sep 12, 2023 | Jun 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F••••••••• A•• L•• | n/a | Asset manager | $1.3B | N | yes | n/a |
| E••••• A••••••• L•• | n/a | Independent wealth | $119M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN RAMON | CA | United States | 3 | no |
| NEW YORK | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 21 | -21 | n/a | 0 | 0 | 0 | 4 | 23 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $1.0B | $722M | 41.3% | $516M | 25.5% | 28 | 26 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | 2 | May 5, 2025 | May 15, 2025 | WALNUT CREEK, CA | Team lift out | Ibd to RIA | 0.0% |
| R•••• M•••• B•••• |
| MEMBER AND MANAGING PARTNER |
| C |
| yes |
| 01/2011 |
| Mar 25, 2014 |
| Jun 20, 2024 |
| S•••••• S••••• H••••• | MEMBER AND CHIEF FINANCIAL STRATEGIST | C | yes | 03/2015 | Mar 25, 2015 | Jun 20, 2024 |
| F••••••••• P••••••••• S••••••••• L•• |
| n/a |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| F••••••••• R••••••••• S••••••• L•• | n/a | Former SEC adviser | n/a | N | yes | n/a |
| $1.0B |
| $927M |
| 28 |
| 18 |
| 2 |
| n/a |
| n/a |
| 2023 | Mar 28, 2024 | $722M | $693M | 26 | 13 | 2 | n/a | n/a |
| 2022 | Mar 30, 2023 | $507M | $475M | 23 | 13 | 2 | n/a | n/a |
| 2021 | Mar 24, 2022 | $516M | $482M | 22 | 12 | 2 | n/a | n/a |
| 2020 | Mar 30, 2021 | $401M | $345M | 23 | 16 | 2 | n/a | n/a |
| 2019 | Mar 30, 2020 | $315M | $257M | 24 | 16 | 4 | n/a | n/a |
| 2018 | Mar 30, 2019 | $219M | $182M | 19 | 17 | 4 | n/a | n/a |
| 2017 | Mar 29, 2018 | $167M | $112M | 11 | 8 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $147M | $91.3M | 11 | 8 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $154M | $96.0M | 15 | 10 | n/a | n/a | n/a |
| 2014 | Mar 25, 2015 | $129M | $90.2M | 13 | 5 | n/a | n/a | n/a |
| WARREN, NJ |
| Firm absorbed |
| RIA to RIA |
| 61.1% |
| O••••••• C•• L•• | 2 | Jan 8, 2026 | Jul 28, 2017 | WARREN, NJ | Team lift out | Other | 11.1% |
| R•• W••••• M••••••••• | 2 | Nov 14, 2025 | Dec 2, 2025 | WARREN, NJ | Team lift out | RIA to RIA | 9.5% |
| E••• W••••• M••••••••• L•• | 3 | Dec 31, 2021 | Aug 23, 2021 | RED BANK, NJ | Team lift out | RIA to state RIA | 20.0% |