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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

ANDREW MICHAEL MORGASEN

Advisor at CETERA INVESTMENT ADVISERS LLC

Melville, NY

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Search this name across graphsid dfx:ria:16188b40-9200-29f1-24c8-c8d4977617de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 18, 2010
First registration: Sep 6, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5783037

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 14, 2026	n/a	yes	Melville, NY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	Sep 11, 2026	no	MELVILLE, NY\|ROSEVILLE, CA	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jul 19, 2024	Jul 10, 2025	no	MELVILLE, NY\|Roseville, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 5, 2019	Aug 2, 2024	no	Garden City, NY\|Huntington Station, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 6, 2010	Apr 13, 2011	no	WOODBURY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	Sep 11, 2026	Aug 14, 2026	-28	Bulk transfer	Ibd to ibd
NEXT FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	NEXT FINANCIAL GROUP, INC.	Aug 2, 2024	Jul 19, 2024	-14	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	CHARLES SCHWAB & CO., INC.	Apr 13, 2011	Jul 5, 2019	3,005	Firm change after gap	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:105644:CA:2026-09-11	Sep 11, 2026	Aug 14, 2026	ROSEVILLE, CA	Firm change

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 10, 2025 to Sep 11, 2026factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jul 19, 2024 to Jul 10, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 5, 2019 to Aug 2, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 6, 2010 to Apr 13, 2011factForm ADV

Dated events

Occurred
Sep 11, 2026
Advisor changed firm
Andrew Michael Morgasen left LPL Financial LLC for Cetera Investment Advisers LLC (registered 2026-08-14)
Form ADVobserved 4 days ago
Occurred
Aug 2, 2024
Advisor changed firm
Andrew Michael Morgasen left Charles Schwab & Co., Inc. for Next Financial Group, Inc. (registered 2024-07-19)
Form ADVobserved 6 days ago