DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Michael Morgasen

Cetera Investment Advisers LLCBD affiliatedMelville, Nydual registrantIAPD 5783037

Feed of 09/14/2026

At current firm

0 y

since Aug 14, 2026

In the industry

16 y

since May 18, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Aug 14, 2026 · Melville, Ny
LPL Financial LLC BD affiliated
Jul 10, 2025 to Sep 11, 2026 · Melville, Ny
Next Financial Group, Inc. former
Jul 19, 2024 to Jul 10, 2025 · Melville, Ny
Charles Schwab & Co., Inc. national BD
Jul 5, 2019 to Aug 2, 2024 · Garden City, Ny
Wells Fargo Advisors wirehouse
Sep 6, 2010 to Apr 13, 2011 · Woodbury, Ny

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Cetera Investment Advisers LLC
left Sep 11, 2026, registered Aug 14, 2026 (-28 days) · corporate re-registration, not a move · moved with a team
Next Financial Group, Inc. to LPL Financial LLC
left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
Charles Schwab & Co., Inc. to Next Financial Group, Inc.
left Aug 2, 2024, registered Jul 19, 2024 (-14 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Charles Schwab & Co., Inc.
left Apr 13, 2011, registered Jul 5, 2019 (3005 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Andrew Michael Morgasen left LPL Financial LLC for Cetera Investment Advisers LLC (registered 2026-08-14)
Sep 11, 2026 · Advisor changed firm · fact
Andrew Michael Morgasen left Charles Schwab & Co., Inc. for Next Financial Group, Inc. (registered 2024-07-19)
Aug 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address