DFX Intelligence

S•••• B•••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

S•••• B•••••• P••••••••

Advisor at S••••••• C•••••• M••••••••• L••

Knoxville, TN

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Search this name across graphsid dfx:ria:162f4b6f-f543-3ab9-40c5-6095cab16cb3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• C•••••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Mar 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• C•••••• M••••••••• L••	Other adviser	Apr 24, 2020	n/a	yes	Knoxville, TN	Current employment
B••• I••••••••• I••••••••• A•••••••• I•••	Former SEC adviser	Mar 15, 2011	Mar 26, 2020	no	GREENVILLE, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• I••••••••• I••••••••• A•••••••• I•••	S••••••• C•••••• M••••••••• L••	Mar 26, 2020	Apr 24, 2020	29	Firm change	Other
B••• A•••• M••••••••• I•••	B••• I••••••••• I••••••••• A•••••••• I•••	Nov 9, 2010	Mar 15, 2011

Relationships

Registered with (3)

→ S••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 24, 2020 to presentfactForm ADV
→ B••• I••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 15, 2011 to Mar 26, 2020factForm ADV
→ B••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2010 to Nov 9, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:162f4b6f-f543-3ab9-40c5-6095cab16cb3
First observed: Jun 8, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.