DFX Intelligence

F••••• D••• C••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

F••••• D••• C••••••• L•

CRD 311353

SAN FRANCISCO, CA

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Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 10
On other graphs: 1
Observed: Mar 17, 2021 to Mar 27, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F••••• D••• C••••••• L•

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $359M••• Locked
Discretionary RAUM: $359M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••• D••• M••••• F•••• L•	Hedge Fund	$359M	Mar 27, 2026	168	Mar 17, 2021	reported	021-380441
F••••• D••• V•••• 1• L•	Private Equity Fund	$26.4M	Jul 15, 2021

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• D••• C•••••• G•• L••	GENERAL PARTNER	Na	yes	09/2020	Mar 17, 2021	Mar 28, 2024
K•••• J••• R•	Trustee	F	yes	09/2020	Mar 17, 2021	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$359M	$235M	52.8%	$332M	2.6%	4	4	0	0

Relationships

Advises (2)

→ F••••• D••• M••••• F•••• L•Private fundHedge Fund, IA
Mar 17, 2021 to presentfactForm ADV
→ F••••• D••• V•••• 1• L•Private fundPrivate Equity Fund, IA, no longer reported
Mar 3, 2021 to Jul 15, 2021factForm ADV

Controls (4)

← K•••• J••• R•OwnerTRUSTEE, ownership code F, individual
Mar 17, 2021 to Mar 28, 2024factForm ADV
← L••••••• E•••• R•••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 27, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$124M
Occurred
Mar 27, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$131M
Occurred
Mar 27, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 17, 2021
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.