DFX Intelligence
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SEC-registered adviser
F••••• D••• C••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Mar 17, 2021 · 8 filings
SEC status approved since Apr 16, 2021
RAUM
$359M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$359M as of Mar 27, 2026
Mar 31, 2022$426M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20220 then
Employees (5.A)4 as of Mar 27, 2026
Mar 31, 20226 then
Private funds1 as of Mar 27, 2026
Mar 31, 20221 then
RAUM +53% over the last fiscal year+2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $359MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +53%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$359M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••• D••• M••••• F•••• L• | Hedge Fund | $228M | 156 | Mar 17, 2021 |
| F••••• D••• V•••• 1• L•no longer reported | Private Equity Fund | $26.4M | 52 | Mar 3, 2021 |
Owners and control persons
Schedule A and B, latest filing
- K•••• J••• R• · Managing Partnercontrolsince 09/2020 · owns less than 5%
- L••••••• E•••• R••••• · Chief Compliance Officer, Chief Financial Officer, Chief Operating Officercontrolsince 09/2020 · owns less than 5%
- K•••• J••• R• · Trusteecontrolsince 09/2020 · owns F of T•• K••• R•••••••• T•••• U•••• 9•••••••
Entity owners
- F••••• D••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
- T•• K••• R•••••••• T•••• U•••• 9••••••• · Partnerdirect · owns 75% or more
- T•• K••• R•••••••• T•••• U•••• 9••••••• · Ownerindirect · owns 75% or more of F••••• D••• C•••••• G•• L••
Related persons
Schedule D 7.A
- F•• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $234,700,000 to $358,665,000 (+53.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +4.0% (1145 comparable advisers, 91.0th percentile of changes)peers: asset managers, $100M to $500M (1,145) · 91% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $235M to $359MMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $235M to $359MMar 31, 2025 to Mar 27, 2026
- RAUM · $235M to $359MMar 31, 2025 to Mar 27, 2026
- Advisory employees · 4 to 2Mar 28, 2024 to Mar 31, 2025
- Employees · 6 to 4Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $228M to $235MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $228M to $235MMar 28, 2024 to Mar 31, 2025
- RAUM · $228M to $235MMar 28, 2024 to Mar 31, 2025
- Related adviser · false to trueMar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $332M to $228MMar 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $332M to $228MMar 27, 2023 to Mar 28, 2024
- RAUM · $332M to $228MMar 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $426M to $332MMar 31, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $426M to $332MMar 31, 2022 to Mar 27, 2023
- RAUM · $426M to $332MMar 31, 2022 to Mar 27, 2023
- Accounts · 2 to 1Jul 15, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 1Jul 15, 2021 to Mar 31, 2022
- Private funds · 2 to 1Jul 15, 2021 to Mar 31, 2022
- Discretionary RAUM · $389M to $426MJul 15, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $389M to $426MJul 15, 2021 to Mar 31, 2022
- RAUM · $389M to $426MJul 15, 2021 to Mar 31, 2022
- Accounts · 5 to 2Mar 17, 2021 to Jul 15, 2021
- Advisory employees · 5 to 4Mar 17, 2021 to Jul 15, 2021
- Pooled vehicle clients · 5 to 2Mar 17, 2021 to Jul 15, 2021
- Employees · 5 to 6Mar 17, 2021 to Jul 15, 2021
- Discretionary RAUM · $25.1M to $389MMar 17, 2021 to Jul 15, 2021
- Pooled vehicle RAUM · $25.1M to $389MMar 17, 2021 to Jul 15, 2021
- RAUM · $25.1M to $389MMar 17, 2021 to Jul 15, 2021
Signals
3 dated events
- F••••• D••• C••••••• L• reported RAUM $358.7M, up 53% from $234.7M (2025-03-31 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- F••••• D••• C••••••• L• reported RAUM $227.6M, down 31% from $331.9M (2023-03-27 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- F••••• D••• C••••••• L• filed its initial SEC registration (Form ADV)Mar 17, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••• D••• C••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/flight-deck-capitalreportedpublic record, Form ADV, Sep 21, 2026
- Website
- f•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 415-728-9037reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026