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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Barry Nelson

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

Stockton, MO | Overland Park, KS

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Search this name across graphsid dfx:ria:16358d1f-e080-0546-e614-fecdf5409d98

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 22, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 22, 1999
First registration: Jan 22, 2009
Dual registered: yes, broker-dealer
Other names: Barry Eldridge Nelson
IAPD individual key: 4068747

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jul 31, 2026	n/a	yes	Overland Park, KS\|Stockton, MO	Current employment
REDWOOD INVESTMENT MANAGEMENT, LLC.	Asset manager	Oct 31, 2025	Jan 13, 2026	no	Scottsdale, AZ	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 15, 2024	Apr 21, 2025	no	OVERLAND PARK, KS	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jun 18, 2021	Mar 12, 2024	no	Kansas City, MO\|Lake Saint Louis, MO\|Olathe, KS\|Kansas City, MO	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 31, 2019	Jan 26, 2021	no	OVERLAND PARK, KS	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	Jan 22, 2009	Jun 21, 2019	no	BOSTON, MA\|OLATHE, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDWOOD INVESTMENT MANAGEMENT, LLC.	THRIVENT INVESTMENT MANAGEMENT INC.	Jan 13, 2026	Jul 31, 2026	199	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	REDWOOD INVESTMENT MANAGEMENT, LLC.	Apr 21, 2025	Oct 31, 2025	193	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	CETERA INVESTMENT ADVISERS LLC	Mar 12, 2024	Jul 15, 2024	125	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	U.S. BANCORP INVESTMENTS, INC.	Jan 26, 2021	Jun 18, 2021	143	Firm change	Ibd to ibd
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 21, 2019	Oct 31, 2019	132	Firm change	Other

Relationships

Registered with (6)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ REDWOOD INVESTMENT MANAGEMENT, LLC.Registered adviserregistration: previous registration
Oct 31, 2025 to Jan 13, 2026factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jul 15, 2024 to Apr 21, 2025factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 18, 2021 to Mar 12, 2024factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 31, 2019 to Jan 26, 2021factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Jan 22, 2009 to Jun 21, 2019factForm ADV

Dated events

Occurred
Jan 13, 2026
Advisor changed firm
Barry Nelson left Redwood Investment Management, Llc. for Thrivent Investment Management Inc. (registered 2026-07-31)
Form ADVobserved 4 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Barry Nelson left Cetera Investment Advisers Llc for Redwood Investment Management, Llc. (registered 2025-10-31)
Form ADVobserved 4 days ago
Occurred
Mar 12, 2024
Advisor changed firm
Barry Nelson left U.S. Bancorp Investments, Inc. for Cetera Investment Advisers Llc (registered 2024-07-15)
Form ADVobserved 4 days ago