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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

REDWOOD INVESTMENT MANAGEMENT, LLC.

CRD 153139

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61512926-2519-bf8a-fffe-415ea75a2c3f

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 6
On other graphs: 0
Observed: Sep 6, 2013 to Mar 31, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.03 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=false bd_reps=16.0
Regulatory AUM: $2.5BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $80.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $2.5Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 39
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 524
Individual clients: 81
High net worth clients: 61
SEC number: 801-78563
CIK: 1717479
CRD: 153139
Filings on the tape: 39
First filed: Sep 6, 2013
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, AZ
Website: redwoodmutualfunds.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL TODD MESSINGER	n/a	LOS ANGELES, CA \| SCOTTSDALE, AZ	16	24	2	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
REDWOOD MANAGED RISK PLUS, LP	Hedge Fund	$16.5M	Mar 31, 2023	5	Oct 21, 2013	reported	021-208090

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHEUNG, MICHAEL, TZE-CHUN	MANAGING PARTNER	Na	yes	11/2017	May 24, 2019	Mar 29, 2024
DUFF, RICHARD, MUSSER	MANAGING PARTNER	Na	yes	03/2015	Jan 19, 2023	Mar 29, 2024
GARDEN STATE INVESTMENT HOLDINGS, LLC	Owner	C	yes	01/2018	Nov 29, 2017	Mar 29, 2024
MESSINGER, MICHAEL, TODD	MANAGING PARTNER	Na	yes	11/2017	Sep 6, 2013	Mar 29, 2024
MYSTIC PINES INVESTMENT HOLDINGS, LLC	Owner	C	yes	01/2018	Nov 29, 2017	Mar 29, 2024
REDWOOD INVESTMENT HOLDCO, LLC	Owner	E	yes	01/2021	Mar 23, 2018	Mar 29, 2024
RIM HOLDCO, LLC	Owner	E	yes	01/2020	Mar 26, 2021	Mar 29, 2024
YUNG, JOHN, CHI WAI	CHIEF COMPLIANCE OFFICER	Na	no	05/2018	May 30, 2018	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MULHOLLAND WEALTH ADVISORS, LLC	n/a	Asset manager	$612M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$2.5B	$2.5B	39	5	0	n/a	n/a
2024	Mar 31, 2025	$2.5B	$2.5B	31	6	0	n/a	n/a
2023	Mar 29, 2024	$2.7B	$2.7B	32	6	0	n/a	n/a
2022	Mar 31, 2023	$2.4B	$2.4B	31	8	0	1	$16.5M
2021	Mar 31, 2022	$2.4B	$2.4B	27	7	1	1	$15.9M
2020	Mar 26, 2021	$2.0B	$2.0B	27	5	1	1	$15.6M
2019	Mar 30, 2020	$1.4B	$1.4B	16	5	1	1	$31.2M
2018	Mar 28, 2019	$1.1B	$1.1B	14	5	1	1	$8.4M
2017	Mar 23, 2018	$1.1B	$1.1B	9	6	0	1	$8.7M
2016	Mar 24, 2017	$528M	$528M	9	6	n/a	1	$7.1M
2015	Mar 8, 2016	$310M	$310M	8	6	n/a	1	$5.9M
2014	Mar 20, 2015	$462M	$462M	5	3	n/a	1	$7.8M
2013	Mar 28, 2014	$195M	$195M	4	3	n/a	1	$200,000

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	100.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$2.5B	-2.9%	$2.4B	1.2%	39	31	0	0

Relationships

Affiliated with (2)

← MULHOLLAND WEALTH ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ MULHOLLAND WEALTH ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (1)

→ REDWOOD MANAGED RISK PLUS, LPPrivate fundHedge Fund, IA
Oct 21, 2013 to presentfactForm ADV

Registered with (5)

← MICHAEL TODD MESSINGERAdvisorregistration: current employment
Apr 12, 2010 to presentfactForm ADV
← Barry NelsonAdvisorregistration: previous registration
Oct 31, 2025 to Jan 13, 2026factForm ADV
← Shannon M GallopAdvisorregistration: previous registration
Mar 26, 2019 to Jun 4, 2019factForm ADV
← BRUCE PASQUALE DELAURENTISAdvisorregistration: previous registration
Apr 10, 2013 to Feb 5, 2016factForm ADV
← ANDREW SCOTT RAFALAdvisorregistration: previous registration
Jun 25, 2011 to Feb 13, 2013factForm ADV

Owns (1)

← YUNG, JOHN, CHI WAIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 30, 2018 to Mar 29, 2024factForm ADV

Controls (7)

← DUFF, RICHARD, MUSSEROwnerMANAGING PARTNER, ownership code NA, individual
Jan 19, 2023 to Mar 29, 2024factForm ADV
← MESSINGER, MICHAEL, TODDOwnerMANAGING PARTNER, ownership code NA, individual
Sep 6, 2013 to Mar 29, 2024factForm ADV
← CHEUNG, MICHAEL, TZE-CHUNOwnerMANAGING PARTNER, ownership code NA, individual
May 24, 2019 to Mar 29, 2024factForm ADV
← GARDEN STATE INVESTMENT HOLDINGS, LLCOwnerOWNER, ownership code C, domestic entity
Nov 29, 2017 to Mar 29, 2024factForm ADV
← MYSTIC PINES INVESTMENT HOLDINGS, LLCOwnerOWNER, ownership code C, domestic entity
Nov 29, 2017 to Mar 29, 2024factForm ADV
← REDWOOD INVESTMENT HOLDCO, LLCOwnerOWNER, ownership code E, domestic entity
Mar 23, 2018 to Mar 29, 2024factForm ADV
← RIM HOLDCO, LLCOwnerOWNER, ownership code E, domestic entity
Mar 26, 2021 to Mar 29, 2024factForm ADV

Dated events

Occurred
Jan 13, 2026
Advisor changed firm
Barry Nelson left Redwood Investment Management, Llc. for Thrivent Investment Management Inc. (registered 2026-07-31)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2021
Regulatory AUM changed
Redwood Investment Management, Llc. reported RAUM $2.0B, up 40% from $1.4B (2020-12-03 to 2021-03-26)
Form ADVobserved 4 days ago
$579M
Occurred
Mar 30, 2020
Regulatory AUM changed
Redwood Investment Management, Llc. reported RAUM $1.4B, up 30% from $1.1B (2019-09-19 to 2020-03-30)
Form ADVobserved 4 days ago
$332M
Occurred
May 24, 2019
Control person joined
Michael Cheung (Portfolio Manager) appeared on Schedule A of Redwood Investment Management, Llc.
Form ADVobserved 4 days ago
Occurred
Mar 23, 2018
Regulatory AUM changed
Redwood Investment Management, Llc. reported RAUM $1.1B, up 27% from $854.5M (2017-11-29 to 2018-03-23)
Form ADVobserved 4 days ago
$232M
Occurred
Sep 6, 2013
First Form ADV filing
Redwood Investment Management, Llc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61512926-2519-bf8a-fffe-415ea75a2c3f
First observed: Sep 6, 2013
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REDWOOD INVESTMENT MANAGEMENT, LLC.

CRD 153139

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:61512926-2519-bf8a-fffe-415ea75a2c3f

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL TODD MESSINGER

n/a

LOS ANGELES, CA | SCOTTSDALE, AZ

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

REDWOOD MANAGED RISK PLUS, LP

Hedge Fund

$16.5M

Mar 31, 2023

Oct 21, 2013

reported

021-208090

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHEUNG, MICHAEL, TZE-CHUN

MANAGING PARTNER

yes

11/2017

May 24, 2019

Mar 29, 2024

DUFF, RICHARD, MUSSER

MANAGING PARTNER

yes

03/2015

Jan 19, 2023

Mar 29, 2024

GARDEN STATE INVESTMENT HOLDINGS, LLC

Owner

yes

01/2018

Nov 29, 2017

Mar 29, 2024

MESSINGER, MICHAEL, TODD

MANAGING PARTNER

yes

11/2017

Sep 6, 2013

Mar 29, 2024

MYSTIC PINES INVESTMENT HOLDINGS, LLC

Owner

yes

01/2018

Nov 29, 2017

Mar 29, 2024

REDWOOD INVESTMENT HOLDCO, LLC

Owner

yes

01/2021

Mar 23, 2018

Mar 29, 2024

RIM HOLDCO, LLC

Owner

yes

01/2020

Mar 26, 2021

Mar 29, 2024

YUNG, JOHN, CHI WAI

CHIEF COMPLIANCE OFFICER

05/2018

May 30, 2018

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MULHOLLAND WEALTH ADVISORS, LLC

n/a

Asset manager

$612M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.5B

n/a

2024

Mar 31, 2025

$2.5B

n/a

2023

Mar 29, 2024

$2.7B

n/a

2022

Mar 31, 2023

$2.4B

$16.5M

2021

Mar 31, 2022

$2.4B

$15.9M

2020

Mar 26, 2021

$2.0B

$15.6M

2019

Mar 30, 2020

$1.4B

$31.2M

2018

Mar 28, 2019

$1.1B

$8.4M

2017

Mar 23, 2018

$1.1B

$8.7M

2016

Mar 24, 2017

$528M

n/a

$7.1M

2015

Mar 8, 2016

$310M

n/a

$5.9M

2014

Mar 20, 2015

$462M

n/a

$7.8M

2013

Mar 28, 2014

$195M

n/a

$200,000

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

100.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.5B

-2.9%

$2.4B

1.2%