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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

CHRISTOPHER OWEN MORRIS

Advisor at CMA FINANCIAL SERVICES

ATLANTA, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CMA FINANCIAL SERVICES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 18, 2000
First registration: Jan 24, 2003
Dual registered: yes, broker-dealer
Other names: CHRIS OWEN MORRIS
IAPD individual key: 4246536

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CMA FINANCIAL SERVICES	State registered	Aug 3, 2016	n/a	yes	ATLANTA, GA	Current employment
CAPE INVESTMENT ADVISORY, INC.	Independent wealth	Jul 30, 2012	Aug 4, 2016	no	MCDONOUGH, GA\|TUCKER, GA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	May 18, 2004	Jul 5, 2012	no	TUCKER, GA\|TUCKER, GA\|ATHENS, GA	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	Jan 24, 2003	May 18, 2004	no	TUCKER, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPE INVESTMENT ADVISORY, INC.	CMA FINANCIAL SERVICES	Aug 4, 2016	Aug 3, 2016	-1	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	CAPE INVESTMENT ADVISORY, INC.	Jul 5, 2012	Jul 30, 2012	25	Firm change	Other
TRIAD ADVISORS, LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	May 18, 2004	May 18, 2004	0	Firm change	Other

Relationships

Registered with (4)

→ CMA FINANCIAL SERVICESRegistered adviserregistration: current employment
Aug 3, 2016 to presentfactForm ADV
→ CAPE INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Jul 30, 2012 to Aug 4, 2016factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 18, 2004 to Jul 5, 2012factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 24, 2003 to May 18, 2004factForm ADV

Dated events

No dated event names this entity yet.