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CRD 335307
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 3 | -3 | n/a | 0 | 0 | 0 | 3 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $436M | $0 | n/a | n/a | n/a | 9 | 8 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| I••••••••• W••••• C••••••• L•• | 3 | May 14, 2026 | Mar 25, 2026 | TAMPA, FL | Firm absorbed | RIA to RIA | 100.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | 2 | Jun 2, 2025 | Apr 11, 2025 | TAMPA, FL | Team lift out | Ibd to new firm | 0.2% |
| $436M |
| $389M |
| 9 |
| 4 |
| 0 |
| n/a |
| n/a |
| 2024 | Apr 9, 2025 | $0 | $0 | 8 | 4 | 0 | n/a | n/a |