DFX Intelligence

S•••• R••••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

S•••• R••••••• R•••••

Advisor at I••••••••• W••••• C••••••• L••

TAMPA, FL

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Search this name across graphsid dfx:ria:2d41c4bc-870c-4599-ce84-a08dd1cb1888

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Mar 19, 2026	n/a	yes	TAMPA, FL	Current employment
Q•••••••• V•••••• F••••• O•••••• L••	Former SEC adviser	Apr 11, 2025	May 14, 2026	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••••• V•••••• F••••• O•••••• L••	I••••••••• W••••• C••••••• L••	May 14, 2026	Mar 19, 2026	-56	Firm change after gap	RIA to RIA
K••••• A••••••• S•••••••• L••	Q•••••••• V•••••• F••••• O•••••• L••	Jun 2, 2025	Apr 11, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
335307:284656:FL:2026-05-14	May 14, 2026	Mar 19, 2026	TAMPA, FL	Firm change after gap
283330:335307:FL:2025-06-02	Jun 2, 2025	Apr 11, 2025	TAMPA, FL	Firm change after gap
23131:283330:PA:2018-01-25	Jan 25, 2018	Jan 22, 2018	CAMP HILL, PA	Firm change

Relationships

Registered with (4)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Mar 19, 2026 to presentfactForm ADV
→ Q•••••••• V•••••• F••••• O•••••• L••Registered adviserregistration: previous registration
Apr 11, 2025 to May 14, 2026factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 22, 2018 to Jun 2, 2025factForm ADV
→ O•••• W•••••• I•••

Dated events

Occurred
May 14, 2026
Advisor changed firm
S•••• R••••••• R••••• left Q•••••••• V•••••• F••••• O•••••• L•• for I••••••••• W••••• C••••••• L•• (registered 2026-03-19)
Form ADVobserved 7 days ago
Occurred
Jun 2, 2025
Advisor changed firm
S•••• R••••••• R••••• left K••••• A••••••• S•••••••• L•• for Q•••••••• V•••••• F••••• O•••••• L•• (registered 2025-04-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d41c4bc-870c-4599-ce84-a08dd1cb1888
First observed: Feb 7, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.