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Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC
CHARLOTTE, NC | GREENVILLE, SC | Charlotte, NC | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS LLC | Independent wealth | Sep 13, 2023 | n/a | yes | Charlotte, NC|PHOENIX, AZ | Current employment |
| ALLOY INVESTMENT MANAGEMENT | State registered | Sep 12, 2023 | n/a | yes | CHARLOTTE, NC|GREENVILLE, SC | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 17, 2020 | Sep 13, 2023 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | ALLOY INVESTMENT MANAGEMENT | Sep 13, 2023 | Sep 12, 2023 | -1 | Firm change | Ibd to state RIA |