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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

ALLOY INVESTMENT MANAGEMENT

ALLOY WEALTH HOLDINGS LLC, CRD 306227

GREENVILLE, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dcddf4dc-4099-b0e3-5a41-d289cd8c2b4c

Data as of Jun 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 10
On other graphs: 0
Observed: Jun 4, 2026 to Jun 4, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Employees: 10
Advisory employees: 8
Offices: 3Schedule D 1.F, beyond the principal office
CRD: 306227
Filings on the tape: 1
First filed: Jun 4, 2026
Latest filed: Jun 4, 2026
Organised: Limited Liability Company, NC
Website: alloyinvestmentmanagement.com

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	2	1	n/a	0	0	0	6	9

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BROOKSTONE ASSET MANAGEMENT, LLC	2	Dec 31, 2021	Apr 28, 2020	CHARLOTTE, NC, , NC	Team lift out	RIA to state RIA	7.7%

Relationships

Registered with (18)

← Cole David BatchelorAdvisorregistration: current employment
Jun 4, 2026 to presentfactForm ADV
← Aden Keith ParteeAdvisorregistration: current employment
May 22, 2026 to presentfactForm ADV
← CLARENCE JAMES COLLINSAdvisorregistration: current employment
May 18, 2026 to presentfactForm ADV
← Marcel John KelleyAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← Charles Russell HammondAdvisorregistration: current employment
Sep 12, 2023 to presentfactForm ADV
← Jonathan Paul KirkAdvisorregistration: current employment
Jan 27, 2022 to presentfactForm ADV
← Tyler M WashingtonAdvisorregistration: current employment
Feb 19, 2021 to presentfactForm ADV
← Mark Alan HenryAdvisorregistration: current employment
Mar 19, 2020 to presentfactForm ADV
← Michael P. LacyAdvisorregistration: previous registration
Dec 5, 2023 to Apr 20, 2026factForm ADV
← Luke A LucianoAdvisorregistration: previous registration
Aug 2, 2024 to Mar 30, 2026factForm ADV
← Matthew CraigleAdvisorregistration: previous registration
Feb 11, 2025 to Aug 19, 2025factForm ADV
← ETHAN COLBY EDWARDSAdvisorregistration: previous registration
Dec 20, 2024 to Jun 16, 2025factForm ADV
← MICHAEL ADAM WILLARDAdvisorregistration: previous registration
Jul 16, 2020 to May 20, 2025factForm ADV
← Daniel James BubbicoAdvisorregistration: previous registration
Sep 12, 2023 to Jan 23, 2024factForm ADV
← WILLIAM BULLUCKAdvisorregistration: previous registration
Jul 25, 2022 to Jan 23, 2024factForm ADV
← REID SCHMIDELERAdvisorregistration: previous registration
Apr 28, 2020 to Dec 18, 2023factForm ADV
← DAVID KEVIN SEITZERAdvisorregistration: previous registration
Jul 26, 2022 to Oct 27, 2022factForm ADV
← Jaime FacchinoAdvisorregistration: previous registration
Oct 18, 2021 to May 23, 2022factForm ADV

Moved with (1)

← BROOKSTONE ASSET MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2021 to Apr 28, 2020factForm ADV

Dated events

Occurred
Apr 20, 2026
Advisor changed firm
Michael P. Lacy left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2024-01-02)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Luke A Luciano left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2024-08-20)
Form ADVobserved 4 days ago
Occurred
Aug 19, 2025
Advisor changed firm
Matthew Craigle left Alloy Investment Management for Wells Fargo Advisors (registered 2025-09-02)
Form ADVobserved 4 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Ethan Colby Edwards left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2025-01-27)
Form ADVobserved 4 days ago
Occurred
May 20, 2025
Advisor changed firm
Michael Adam Willard left Alloy Investment Management for Brookstone Asset Management, Llc (registered 2020-08-03)
Form ADVobserved 4 days ago
Occurred
Jan 23, 2024
Advisor changed firm
Daniel James Bubbico left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2023-09-19)
Form ADVobserved 4 days ago
Occurred
Jan 23, 2024
Advisor changed firm
William Bulluck left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2022-08-08)
Form ADVobserved 4 days ago
Occurred
Dec 18, 2023
Advisor changed firm
Reid Schmideler left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2020-05-13)
Form ADVobserved 4 days ago
Occurred
Oct 27, 2022
Advisor changed firm
David Kevin Seitzer left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2022-08-01)
Form ADVobserved 4 days ago
Occurred
May 23, 2022
Advisor changed firm
Jaime Facchino left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2021-11-17)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dcddf4dc-4099-b0e3-5a41-d289cd8c2b4c
First observed: Jun 4, 2026
Last observed: Jun 4, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLOY INVESTMENT MANAGEMENT

ALLOY WEALTH HOLDINGS LLC, CRD 306227

GREENVILLE, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dcddf4dc-4099-b0e3-5a41-d289cd8c2b4c

Data as of Jun 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:42 AM UTC and rebuilt at most every 15 minutes.

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BROOKSTONE ASSET MANAGEMENT, LLC

Dec 31, 2021

Apr 28, 2020

CHARLOTTE, NC, , NC

Team lift out

RIA to state RIA

7.7%