DFX Intelligence

D•••• J••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)30 years in industry

D•••• J••••• N•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:164e43fc-b9f0-2c89-b6b5-792da00445fd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 23, 2019	n/a	yes	Union, NJ\|Newton, PA\|Newtown, PA	Current employment
P••••••••• C•••••• M••••••••• C••••	Independent wealth	Jun 22, 2004	Sep 20, 2019	no	YARDLEY, PA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• C•••••• M••••••••• C••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Sep 20, 2019	Sep 23, 2019	3	Firm change	RIA to ibd
M•• F•••••••• S•••••••• I•••	P••••••••• C•••••• M••••••••• C••••	Jun 16, 2003	Jun 22, 2004

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 23, 2019 to presentfactForm ADV
→ P••••••••• C•••••• M••••••••• C••••Registered adviserregistration: previous registration
Jun 22, 2004 to Sep 20, 2019factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 26, 2002 to Jun 16, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:164e43fc-b9f0-2c89-b6b5-792da00445fd
First observed: Aug 26, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.