DFX Intelligence

P••••••••• C•••••• M••••••••• C••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P••••••••• C•••••• M••••••••• C••••

CRD 121982

YARDLEY, PA

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Search this name across graphsid dfx:ria:1aa979ad-1890-4db8-0f43-73a53523886b

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2018 to Mar 12, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $398M••• Locked
Discretionary RAUM: $0
Private client RAUM: $395Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $199Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••••• P•••• W•••••	Certified Financial Planner	YARDLEY, PA	23	35	1	no
N••••••• M• W•••••	Certified Financial Planner	YARDLEY, PA	3	11	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••••• S••••••• P••••	Cco	E	yes	04/1994	Mar 30, 2018	May 3, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$398M	$248M	60.7%	$164M	34.4%	4	4	0	0

Relationships

Registered with (5)

← N••••••• M• W•••••Advisorregistration: current employment
Mar 17, 2023 to presentfactForm ADV
← S•••••• P•••• W•••••Advisorregistration: current employment
Jan 29, 2003 to presentfactForm ADV
← DAVID JOSEPH NOVICKAdvisorregistration: previous registration
Jun 22, 2004 to Sep 20, 2019factForm ADV
← PAULA COOPER NANGLE

Dated events

Occurred
Mar 12, 2026
Regulatory AUM changed
P••••••••• C•••••• M••••••••• C•••• reported RAUM $397.8M, up 61% from $247.6M (2025-11-20 to 2026-03-12)
Form ADVobserved 7 days ago
$150M
Occurred
Mar 30, 2018
First Form ADV filing
P••••••••• C•••••• M••••••••• C•••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1aa979ad-1890-4db8-0f43-73a53523886b
First observed: Mar 30, 2018
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.