DFX Intelligence

T•• F••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

T•• F••• M•••••••••

T•• F••• M•••••••••, LLC, CRD 149612

INDIANAPOLIS, IN

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Data as of Dec 20, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2013 to Dec 20, 2018
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $24.3M••• Locked
Discretionary RAUM: $24.3M
Private client RAUM: $10.4Mderived••• Locked
Private client share: 43%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $24.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• P•••••• M•••••	Chartered Financial Analyst	ZIONSVILLE, IN	16	21	2	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• F••• P•••••••• L•	Hedge Fund	$2.4M	Dec 20, 2018	15	Jun 25, 2013	reported	021-32350076

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• M••••••• P••••••	MANAGER AND CCO	C	yes	01/2008	Jun 25, 2013	Dec 20, 2018
S•••••• J•••• D•	Member	F	yes	01/2008	Jun 25, 2013	Dec 20, 2018

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 26, 2018

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$24.3M	$70.3M	-65.4%	$750M	-68.1%	1	3	0	n/a

Relationships

Advises (1)

→ T•• F••• P•••••••• L•Private fundHedge Fund, IA
Jun 25, 2013 to presentfactForm ADV

Controls (4)

← S•••••• J•••• R•••••OwnerMEMBER, ownership code C, individual
Jun 25, 2013 to presentfactForm ADV
← M•••••• M••••••• P••••••OwnerMANAGER AND CCO, ownership code C, individual
Jun 25, 2013 to presentfactForm ADV
← S•••••• J•••• D•OwnerMEMBER, ownership code F, individual

Dated events

Order

Occurred
25 Jun 2013
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 25, 2013
Last observed: Dec 20, 2018 94 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.