DFX Intelligence

J•••• M• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J•••• M• S•••••••

Advisor at M••••• S••••••

Beverly Hills, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1655e173-3f97-05c9-0583-476921c97af6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 30, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 4, 2020	n/a	yes	Beverly Hills, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 6, 2018	Aug 3, 2020	no	BEVERLY HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Aug 3, 2020	Nov 4, 2020	93	Firm change	Wirehouse to wirehouse
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:149777:CA:2020-07-27	Aug 3, 2020	Nov 4, 2020	BEVERLY HILLS, CA	Firm change
29604:7691:CA:2018-01-02	Jan 2, 2018	Mar 6, 2018	EL SEGUNDO, CA	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: current employment
Nov 4, 2020 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 6, 2018 to Aug 3, 2020factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Jan 18, 2017 to Jan 2, 2018factForm ADV
→ C••••••••• W••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1655e173-3f97-05c9-0583-476921c97af6
First observed: Jun 30, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.