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A•••••••• C••••••• H•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

A•••••••• C••••••• H•••••••• L••

CRD 149120

DENVER, CO

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Search this name across graphsid dfx:ria:165732a8-21dd-692a-593b-82456fb32fe5

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 61
Dated events: 4
On other graphs: 1
Observed: Mar 30, 2012 to Mar 31, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

A•••••••• C••••••• H•••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.03 fund_share=0.56 institutional_share=0.04 related_bd=false related_bank=true bd_reps=10.0
Regulatory AUM: $21BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21B
Private client RAUM: $547MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 47

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K••••••••• F••• I• L•	Hedge Fund	$1.2B	Mar 27, 2024	4	Mar 30, 2019	reported	n/a
A•••••••• F••••••••• O••••••••• F•••• L•	Hedge Fund	$1.0B

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• K•••••• R•••	Member	Na	yes	01/2014	Mar 30, 2017	Mar 27, 2024
B••••••• S•••••• S••••••	Member	Na	yes	01/2015	Mar 30, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••••• A•••• M••••••••• L••	n/a	Asset manager	$224M	Y	yes	n/a
3•• F••••••• L••	n/a	Asset manager	$104M	Y	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	no
London	n/a	United Kingdom	2	no
Larkspur	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$21B	$21B	0.8%	$21B	-0.6%	95	103	2	2

Relationships

Affiliated with (3)

→ 3•• F••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ A•••••••• A•••• M••••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← 3•• F••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Advises (47)

→ E•••••••• C•• 2••••••• L•••

Dated events

Occurred
Mar 31, 2021
Control person joined
B•••• J••••• R••• (General Counsel) appeared on Schedule A of A•••••••• C••••••• H•••••••• L••
Form ADVobserved 7 days ago
Occurred
May 8, 2020
Control person left
Minyoung Sohn (Member) no longer on Schedule A of A•••••••• C••••••• H•••••••• L•• (listed 2020-03-30, absent 2020-05-08)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2020
Control person joined
Kirk Daniel Reid (Chief Operation And Technology Officer) appeared on Schedule A of A•••••••• C••••••• H•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:165732a8-21dd-692a-593b-82456fb32fe5
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$21B	$21B	95	41	2	38	n/a
2024	Mar 31, 2025	$21B	$21B	103	47	2	37	n/a
2023	Mar 27, 2024	$22B	$21B	103	47	3	36	$11B
2022	Mar 31, 2023	$21B	$21B	102	62	3	36	$11B
2021	Mar 31, 2022	$22B	$22B	80	46	3	36	$10B
2020	Mar 31, 2021	$21B	$21B	77	45	3	26	$7.7B
2019	Mar 30, 2020	$20B	$19B	71	41	2	23	$6.7B
2018	Mar 30, 2019	$19B	$19B	61	39	2	25	$6.6B
2017	Mar 30, 2018	$14B	$14B	56	29	2	13	$3.1B
2016	Mar 30, 2017	$11B	$11B	56	31	n/a	15	$3.9B
2015	Mar 31, 2016	$8.1B	$8.1B	53	31	n/a	14	$3.9B
2014	Mar 30, 2015	$7.6B	$7.6B	40	24	n/a	9	$2.9B
2013	Mar 31, 2014	$5.6B	$5.6B	33	18	n/a	6	$1.9B
2012	Mar 28, 2013	$2.3B	$2.3B	18	10	n/a	6	$1.6B
2011	Mar 30, 2012	$1.7B	$1.7B	n/a	n/a	n/a	4	$953M