DFX Intelligence

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)18 years in industry

BARBARA WENIG

Advisor at PRINCIPAL ASSET MANAGEMENT

Des Moines, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:165c4600-11ca-eb3d-8b8a-52c8b124b88e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Sep 9, 2008 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Barbara Wenig

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL ASSET MANAGEMENT
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Sep 7, 2008
First registration: Sep 9, 2008
Dual registered: yes, broker-dealer
Other names: BARBARA PACICCO WENIG|BARBARA PACICCO
IAPD individual key: 5412981

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL ASSET MANAGEMENT	Other adviser	Jun 13, 2025	n/a	yes	Des Moines, IA	Current employment
NEUBERGER BERMAN BD LLC	No RAUM reported	Sep 19, 2008	Sep 10, 2021	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
LEHMAN BROTHERS INC.	n/a	Sep 9, 2008	Sep 24, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEUBERGER BERMAN BD LLC	PRINCIPAL ASSET MANAGEMENT	Sep 10, 2021	Jun 13, 2025	1,372	Firm change after gap	Other
LEHMAN BROTHERS INC.	NEUBERGER BERMAN BD LLC	Sep 24, 2008	Sep 19, 2008	-5	Firm change	Other

Relationships

Registered with (3)

→ PRINCIPAL ASSET MANAGEMENTRegistered adviserregistration: current employment
Jun 13, 2025 to presentfactForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Sep 19, 2008 to Sep 10, 2021factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Sep 9, 2008 to Sep 24, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:165c4600-11ca-eb3d-8b8a-52c8b124b88e
First observed: Sep 9, 2008
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BARBARA WENIG

Advisor at PRINCIPAL ASSET MANAGEMENT

Des Moines, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:165c4600-11ca-eb3d-8b8a-52c8b124b88e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PRINCIPAL ASSET MANAGEMENT

Other adviser

Jun 13, 2025

n/a

yes

Des Moines, IA

Current employment

NEUBERGER BERMAN BD LLC

No RAUM reported

Sep 19, 2008

Sep 10, 2021

NEW YORK, NY|NEW YORK, NY|NEW YORK, NY

Previous registration

LEHMAN BROTHERS INC.

n/a

Sep 9, 2008

Sep 24, 2008

NEW YORK, NY|NEW YORK, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

NEUBERGER BERMAN BD LLC

PRINCIPAL ASSET MANAGEMENT

Sep 10, 2021

Jun 13, 2025

1,372

Firm change after gap

Other

LEHMAN BROTHERS INC.

NEUBERGER BERMAN BD LLC

Sep 24, 2008

Sep 19, 2008

-5

Firm change

Other