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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Paul J Cook

Advisor at THE BALDWIN GROUP WEALTH ADVISORS, LLC

Bethesda, MD | Collegeville, PA | TAMPA, FL

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Search this name across graphsid dfx:ria:165fe64c-6325-e0d4-edb2-0a1f3ff385f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE BALDWIN GROUP WEALTH ADVISORS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Oct 29, 2003
First registration: Apr 7, 2004
Dual registered: yes, broker-dealer
Other names: PJ COOK|PAUL J COOK|PAUL JEREMIAH COOK
IAPD individual key: 2945801

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE BALDWIN GROUP WEALTH ADVISORS, LLC	Other adviser	Oct 14, 2024	n/a	yes	Bethesda, MD\|TAMPA, FL\|Collegeville, PA	Current employment
THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC	Former SEC adviser	Aug 5, 2022	Oct 5, 2024	no	BETHESDA, MD\|COLLEGEVILLE, PA	Previous registration
GWN SECURITIES INC.	Bd affiliated wealth	Jun 5, 2020	Aug 2, 2022	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|WAYNE, PA	Previous registration
BRINKER CAPITAL INC	Former SEC adviser	Jul 5, 2011	Apr 24, 2020	no	BERWYN, PA	Previous registration
USI ADVISORS	Institutional manager	Nov 3, 2009	Jun 30, 2011	no	PLYMOUTH MEETING, PA	Previous registration
STANCORP INVESTMENT ADVISERS, INC.	Other adviser	Mar 19, 2007	Jun 9, 2009	no	WAYNE, PA	Previous registration
VALLEY FORGE ASSET MANAGEMENT, LLC	Former SEC adviser	Jul 19, 2005	Oct 4, 2005	no	EXTON, PA	Previous registration
PATRIOT ADVISORS, INC.	n/a	Apr 7, 2004	Jan 24, 2005	no	EXTON, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC	THE BALDWIN GROUP WEALTH ADVISORS, LLC	Oct 5, 2024	Oct 14, 2024	9	Channel change	Other
GWN SECURITIES INC.	THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC	Aug 2, 2022	Aug 5, 2022	3	Firm change	Other
BRINKER CAPITAL INC	GWN SECURITIES INC.	Apr 24, 2020	Jun 5, 2020	42	Firm change	Ibd to ibd
USI ADVISORS	BRINKER CAPITAL INC	Jun 30, 2011	Jul 5, 2011	5	Firm change	Other
STANCORP INVESTMENT ADVISERS, INC.	USI ADVISORS	Jun 9, 2009	Nov 3, 2009	147	Firm change	Other
VALLEY FORGE ASSET MANAGEMENT, LLC	STANCORP INVESTMENT ADVISERS, INC.	Oct 4, 2005	Mar 19, 2007	531	Firm change after gap	Other
PATRIOT ADVISORS, INC.	VALLEY FORGE ASSET MANAGEMENT, LLC	Jan 24, 2005	Jul 19, 2005	176	Firm change	Other

Relationships

Registered with (8)

→ THE BALDWIN GROUP WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Oct 14, 2024 to presentfactForm ADV
→ THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 5, 2022 to Oct 5, 2024factForm ADV
→ GWN SECURITIES INC.Registered adviserregistration: previous registration
Jun 5, 2020 to Aug 2, 2022factForm ADV
→ BRINKER CAPITAL INCRegistered adviserregistration: previous registration
Jul 5, 2011 to Apr 24, 2020factForm ADV
→ USI ADVISORSRegistered adviserregistration: previous registration
Nov 3, 2009 to Jun 30, 2011factForm ADV
→ STANCORP INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Mar 19, 2007 to Jun 9, 2009factForm ADV
→ VALLEY FORGE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 19, 2005 to Oct 4, 2005factForm ADV
→ PATRIOT ADVISORS, INC.Registered adviserregistration: previous registration
Apr 7, 2004 to Jan 24, 2005factForm ADV

Dated events

Occurred
Aug 2, 2022
Advisor changed firm
Paul J Cook left Gwn Securities Inc. for The Capital Group Investment Advisory Services, Llc (registered 2022-08-05)
Form ADVobserved 4 days ago