RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• J• C•••
- T•• B•••••• G•••• W••••• A•••••••• L•• other currentsince Oct 14, 2024 · Bethesda, Md
- T•• C•••••• G•••• I••••••••• A••••••• S•••••••• L•• formerAug 5, 2022 to Oct 5, 2024 · Bethesda, Md
- G•• S••••••••• I••• BD affiliatedJun 5, 2020 to Aug 2, 2022 · Palm Beach Gardens, Fl
- B•••••• C•••••• I•• formerJul 5, 2011 to Apr 24, 2020 · Berwyn, Pa
- U•• A••••••• institutionalNov 3, 2009 to Jun 30, 2011 · Plymouth Meeting, Pa
- S••••••• I••••••••• A•••••••• I••• otherMar 19, 2007 to Jun 9, 2009 · Wayne, Pa
- V••••• F•••• A•••• M••••••••• L•• formerJul 19, 2005 to Oct 4, 2005 · Exton, Pa
- P•••••• A•••••••• I••• unclassifiedApr 7, 2004 to Jan 24, 2005 · Exton, Pa
- T•• C•••••• G•••• I••••••••• A••••••• S•••••••• L•• to T•• B•••••• G•••• W••••• A•••••••• L••left Oct 5, 2024, registered Oct 14, 2024 (9 days) · channel change inside one enterprise, not a move
- G•• S••••••••• I••• to T•• C•••••• G•••• I••••••••• A••••••• S•••••••• L••left Aug 2, 2022, registered Aug 5, 2022 (3 days) · Other
- B•••••• C•••••• I•• to G•• S••••••••• I•••left Apr 24, 2020, registered Jun 5, 2020 (42 days) · Affiliated broker-dealer or bank to another
- U•• A••••••• to B•••••• C•••••• I••left Jun 30, 2011, registered Jul 5, 2011 (5 days) · Other
- S••••••• I••••••••• A•••••••• I••• to U•• A•••••••left Jun 9, 2009, registered Nov 3, 2009 (147 days) · Other
- V••••• F•••• A•••• M••••••••• L•• to S••••••• I••••••••• A•••••••• I•••left Oct 4, 2005, registered Mar 19, 2007 (531 days) · Other
- P•••••• A•••••••• I••• to V••••• F•••• A•••• M••••••••• L••left Jan 24, 2005, registered Jul 19, 2005 (176 days) · Other
- P••• J• C••• left G•• S••••••••• I••• for T•• C•••••• G•••• I••••••••• A••••••• S•••••••• L•• (registered 2022-08-05)Aug 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address