DFX Intelligence

A••••• R• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

A••••• R• M•••••••

Advisor at U•• F•••••••• S••••••• I•••

Mt. Pleasant, SC | RALEIGH, NC

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Search this name across graphsid dfx:ria:1677914b-18cc-69f5-cd48-8c4fa5f8f11a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 11, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 28, 2026	n/a	yes	RALEIGH, NC\|Mt. Pleasant, SC	Current employment
H•••••• W••••• M••••••••• G••••• I•••	Independent wealth	Jun 10, 2021	Jan 9, 2026	no	DANIEL ISLAND, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• W••••• M••••••••• G••••• I•••	U•• F•••••••• S••••••• I•••	Jan 9, 2026	Jan 28, 2026	19	Firm change	RIA to wirehouse
R•••••• J•••• • A••••••••• I•••	H•••••• W••••• M••••••••• G••••• I•••	Aug 6, 2021	Jun 10, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:314496:SC:2021-08-03	Aug 6, 2021	Jun 10, 2021	MT PLEASANT, SC	Firm change after gap
7691:705:TN:2018-08-14	Aug 28, 2018	Sep 4, 2018	NASHVILLE, TN	Firm change

Relationships

Registered with (4)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Jan 28, 2026 to presentfactForm ADV
→ H•••••• W••••• M••••••••• G••••• I•••Registered adviserregistration: previous registration
Jun 10, 2021 to Jan 9, 2026factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Sep 4, 2018 to Aug 6, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jan 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1677914b-18cc-69f5-cd48-8c4fa5f8f11a
First observed: Feb 12, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.