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Advisor at MARINER
Charlotte, NC | Raleigh, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | May 20, 2026 | n/a | yes | Charlotte, NC|Raleigh, NC | Current employment |
| CURI CAPITAL, LLC | Independent wealth | Jan 22, 2024 | Jun 16, 2026 | no | Raleigh, NC|CHICAGO, IL | Previous registration |
| CURI CAPITAL | Former SEC adviser | Sep 5, 2019 | Jan 26, 2024 | no | Raleigh, NC | Previous registration |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Jul 26, 2010 | Aug 2, 2019 | no | RALEIGH, NC|DURHAM, NC|Raleigh, NC | Previous registration |
| BB&T ASSET MANAGEMENT, INC. | n/a | Nov 2, 2004 | Jul 8, 2010 | no | RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CURI CAPITAL, LLC | Mariner | Jun 16, 2026 | May 20, 2026 | -27 | Firm change | RIA to ibd |
| CURI CAPITAL | CURI CAPITAL, LLC | Jan 26, 2024 | Jan 22, 2024 | -4 | Channel change | RIA to RIA |
| FIRST CITIZENS INVESTOR SERVICES, INC. | CURI CAPITAL | Aug 2, 2019 | Sep 5, 2019 | 34 | Firm change | Ibd to RIA |
| BB&T ASSET MANAGEMENT, INC. | FIRST CITIZENS INVESTOR SERVICES, INC. | Jul 8, 2010 | Jul 26, 2010 | 18 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 281133:134249:NC:2024-01-26 | Jan 26, 2024 | Jan 22, 2024 | RALEIGH, NC | Firm change |