DFX Intelligence

Data Factory

W•••••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

W•••••••• C•••••• L••

CRD 296504

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16851817-e5c1-f821-841e-4925f680d3c5

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 3
Observed: Apr 20, 2020 to Mar 9, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

W•••••••• C•••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

W•••••••• C•••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

W•••••••• C•••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $171MItem 5.F on the latest filing (2026-03-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $171M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••••••• C•••••• P••••••• F••• I•• L•••	Private Equity Fund	$128M	Mar 25, 2024	43	Jan 23, 2020	reported	021-334333
W•••••••• C•••••• P••••••• F••• I• L•••	Private Equity Fund	$2.2M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••••••• W••••••• L••	MANAGING PARTNER	D	yes	05/2015	Apr 20, 2020	Mar 25, 2024
W••••••• J••••• G••••••	Partner	C	yes	05/2015	Apr 20, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W•••••••• G• I• L••	n/a	n/a	n/a	N	yes	n/a
W•••••••• G• I•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$171M	$166M	3.2%	$204M	-5.7%	10	12	0	0

Relationships

Advises (2)

→ W•••••••• C•••••• P••••••• F••• I• L•••Private fundPrivate Equity Fund, IA
Apr 26, 2018 to presentfactForm ADV
→ W•••••••• C•••••• P••••••• F••• I•• L•••Private fundPrivate Equity Fund, IA
Jan 23, 2020 to presentfactForm ADV

Controls (2)

← W•••••••• W••••••• L••OwnerMANAGING PARTNER, ownership code D, individual
Apr 20, 2020 to Mar 25, 2024factForm ADV
← W••••••• J••••• G••••••

Dated events

Occurred
Apr 20, 2020
First Form ADV filing
W•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16851817-e5c1-f821-841e-4925f680d3c5
First observed: Apr 20, 2020
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.