DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••••• C•••••• L••
Latest filing Mar 9, 2026
First filing on the tape Apr 20, 2020 · 7 filings
SEC status approved since May 20, 2020
RAUM
$171M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$171M as of Mar 9, 2026
Mar 12, 2021$231M then
HNW client RAUM$0 as of Mar 9, 2026
Mar 12, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 9, 2026
Mar 12, 20210 then
Employees (5.A)10 as of Mar 9, 2026
Mar 12, 202111 then
Private funds2 as of Mar 9, 2026
Mar 12, 20212 then
RAUM +3.2% over the last fiscal year-5.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $85.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$171M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••••• C•••••• P••••••• F••• I•• L••• | Private Equity Fund | $128M | 43 | Jan 23, 2020 |
| W•••••••• C•••••• P••••••• F••• I• L••• | Private Equity Fund | $2.2M | 5 | Apr 26, 2018 |
Owners and control persons
Schedule A and B, latest filing
- W•••••••• W••••••• L•• · Managing Partnercontrolsince 05/2015 · owns 50% to 75%
- W••••••• J••••• G•••••• · Partnercontrolsince 05/2015 · owns 25% to 50%
- K••••••••• K••••• A•• · Chief Compliance Officer & Controllersince 02/2017 · owns less than 5%
Related persons
Schedule D 7.A
- W•••••••• G• I• L••pooled vehicle sponsorn
- W•••••••• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 12 to 10Mar 19, 2025 to Mar 9, 2026
- Discretionary RAUM · $166M to $171MMar 19, 2025 to Mar 9, 2026
- Pooled vehicle RAUM · $166M to $171MMar 19, 2025 to Mar 9, 2026
- RAUM · $166M to $171MMar 19, 2025 to Mar 9, 2026
- Employees · 11 to 12Mar 25, 2024 to Mar 19, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 19, 2025
- Discretionary RAUM · $181M to $166MMar 25, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $181M to $166MMar 25, 2024 to Mar 19, 2025
- RAUM · $181M to $166MMar 25, 2024 to Mar 19, 2025
- Employees · 12 to 11Mar 23, 2023 to Mar 25, 2024
- Discretionary RAUM · $204M to $181MMar 23, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $204M to $181MMar 23, 2023 to Mar 25, 2024
- RAUM · $204M to $181MMar 23, 2023 to Mar 25, 2024
- Advisory employees · 9 to 10Mar 8, 2022 to Mar 23, 2023
- Employees · 11 to 12Mar 8, 2022 to Mar 23, 2023
- Discretionary RAUM · $235M to $204MMar 8, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $235M to $204MMar 8, 2022 to Mar 23, 2023
- RAUM · $235M to $204MMar 8, 2022 to Mar 23, 2023
- Discretionary RAUM · $231M to $235MMar 12, 2021 to Mar 8, 2022
- Pooled vehicle RAUM · $231M to $235MMar 12, 2021 to Mar 8, 2022
- RAUM · $231M to $235MMar 12, 2021 to Mar 8, 2022
- Advisory employees · 8 to 9Apr 20, 2020 to Mar 12, 2021
- Employees · 10 to 11Apr 20, 2020 to Mar 12, 2021
- Private funds · 4 to 2Apr 20, 2020 to Mar 12, 2021
- Discretionary RAUM · $261M to $231MApr 20, 2020 to Mar 12, 2021
- Pooled vehicle RAUM · $261M to $231MApr 20, 2020 to Mar 12, 2021
- RAUM · $261M to $231MApr 20, 2020 to Mar 12, 2021
Signals
1 dated events
- W•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Apr 20, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W•••••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- W•••••••• C•••••• L•• · Private Equityshared crd · organization
- W•••••••• C•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/W••••••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 19, 2026
- Website
- W••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 314-925-7650reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026