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Advisor at FINANCIAL INNOVATIONS, LLC
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL INNOVATIONS, LLC | Independent wealth | Apr 25, 2007 | n/a | yes | ATLANTA, GA | Current employment |
| VINING FINANCIAL | Former SEC adviser | Oct 6, 2005 | Mar 20, 2008 | no | ATLANTA, GA|MARIETTA, GA | Previous registration |
| CREATIVE FINANCIAL GROUP LTD | n/a | May 2, 2003 | Sep 9, 2003 | no | ATLANTA, GA | Previous registration |
| SYNOVUS SECURITIES, INC. | Bd affiliated wealth | Apr 29, 2003 | Sep 9, 2003 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VINING FINANCIAL | FINANCIAL INNOVATIONS, LLC | Mar 20, 2008 | Apr 25, 2007 | -330 | Firm change after gap | Other |
| CREATIVE FINANCIAL GROUP LTD | VINING FINANCIAL | Sep 9, 2003 | Oct 6, 2005 | 758 | Firm change after gap | Other |
| SYNOVUS SECURITIES, INC. | CREATIVE FINANCIAL GROUP LTD | Sep 9, 2003 | May 2, 2003 | -130 | Firm change after gap | Other |