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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FINANCIAL INNOVATIONS, LLC

CRD 142769

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30f4df4b-1b84-e0cf-0449-0523590f06ce

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2011 to Mar 20, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $535MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $505MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $268Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,071
Individual clients: 100
High net worth clients: 234
SEC number: 801-67516
CRD: 142769
Filings on the tape: 43
First filed: Dec 12, 2011
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, GA
Website: financialinnovations.biz

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LAURA KIM SCHILLING	Certified Financial Planner\|Personal Financial Specialist	ATLANTA, GA	19	29	3	yes
CHARLES HOWARD GOLDBERG	n/a	ATLANTA, GA	14	34	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHILLING, LAURA, KIM	CHIEF COMPLIANCE OFFICER	E	yes	01/2007	Dec 12, 2011	Sep 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LAURA K SCHILLING, ESQ, CPA, CSA ESTATE INNOVATIONS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$535M	$0	2	2	0	n/a	n/a
2024	Mar 21, 2025	$400M	$0	7	2	0	n/a	n/a
2023	Mar 26, 2024	$363M	$0	6	2	0	n/a	n/a
2022	Mar 30, 2023	$308M	$0	8	2	0	n/a	n/a
2021	Mar 1, 2022	$298M	$0	7	2	0	n/a	n/a
2020	Mar 29, 2021	$263M	$3.6M	7	2	0	n/a	n/a
2019	Mar 4, 2020	$257M	$0	5	2	0	n/a	n/a
2018	Jan 28, 2019	$213M	$212M	4	2	0	n/a	n/a
2017	Jan 31, 2018	$215M	$0	3	2	0	n/a	n/a
2016	Jan 24, 2017	$185M	$0	2	2	n/a	n/a	n/a
2015	Feb 1, 2016	$165M	$0	2	2	n/a	n/a	n/a
2014	Jan 28, 2015	$173M	$0	2	2	n/a	n/a	n/a
2013	Jan 13, 2014	$148M	$0	2	2	n/a	n/a	n/a
2012	Jan 29, 2013	$119M	$0	2	2	n/a	n/a	n/a
2011	Jan 12, 2012	$91.1M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$535M	$400M	33.8%	$308M	20.2%	2	7	0	0

Relationships

Registered with (2)

← CHARLES HOWARD GOLDBERGAdvisorregistration: current employment
Apr 10, 2012 to presentfactForm ADV
← LAURA KIM SCHILLINGAdvisorregistration: current employment
Apr 25, 2007 to presentfactForm ADV

Controls (1)

← SCHILLING, LAURA, KIMOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 12, 2011 to Sep 16, 2024factForm ADV

Dated events

Occurred
Mar 20, 2026
Regulatory AUM changed
Financial Innovations, Llc reported RAUM $535.2M, up 34% from $400.1M (2025-03-21 to 2026-03-20)
Form ADVobserved 4 days ago
$135M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30f4df4b-1b84-e0cf-0449-0523590f06ce
First observed: Dec 12, 2011
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL INNOVATIONS, LLC

CRD 142769

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30f4df4b-1b84-e0cf-0449-0523590f06ce

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LAURA KIM SCHILLING

Certified Financial Planner|Personal Financial Specialist

ATLANTA, GA

yes

CHARLES HOWARD GOLDBERG

n/a

ATLANTA, GA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHILLING, LAURA, KIM

CHIEF COMPLIANCE OFFICER

yes

01/2007

Dec 12, 2011

Sep 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LAURA K SCHILLING, ESQ, CPA, CSA ESTATE INNOVATIONS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$535M

n/a

2024

Mar 21, 2025

$400M

n/a

2023

Mar 26, 2024

$363M

n/a

2022

Mar 30, 2023

$308M

n/a

2021

Mar 1, 2022

$298M

n/a

2020

Mar 29, 2021

$263M

$3.6M

n/a

2019

Mar 4, 2020

$257M

n/a

2018

Jan 28, 2019

$213M

$212M

n/a

2017

Jan 31, 2018

$215M

n/a

2016

Jan 24, 2017

$185M

n/a

2015

Feb 1, 2016

$165M

n/a

2014

Jan 28, 2015

$173M

n/a

2013

Jan 13, 2014

$148M

n/a

2012

Jan 29, 2013

$119M

n/a

2011

Jan 12, 2012

$91.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$535M

$400M

33.8%

$308M

20.2%