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Advisor at PROSPERA FINANCIAL SERVICES, INC.
Las Vegas, NV | Irvine, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Oct 29, 2025 | n/a | yes | Las Vegas, NV|Irvine, CA | Current employment |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Bd affiliated wealth | Sep 27, 2024 | Jan 15, 2025 | no | Colorado Springs, CO|AUSTIN, TX|Plano, TX | Previous registration |
| DIVERSIFY ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 2, 2024 | Oct 1, 2024 | no | Peyton, CO|SOUTH JORDAN, UT | Previous registration |
| DFPG INVESTMENTS, LLC | Former SEC adviser | Dec 5, 2022 | Jan 2, 2024 | no | Peyton, CO|SANDY, UT | Previous registration |
| SUREVEST PRIVATE WEALTH | Former SEC adviser | Feb 3, 2020 | Dec 12, 2022 | no | LOS ANGELES, CA | Previous registration |
| SUREVEST WEALTH MANAGEMENT | Former SEC adviser | Oct 22, 2019 | Feb 7, 2020 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA PRIVATE WEALTH SERVICES, LLC | PROSPERA FINANCIAL SERVICES, INC. | Jan 15, 2025 | Oct 29, 2025 | 287 | Firm change | Ibd to ibd |
| DIVERSIFY ADVISORY SERVICES, LLC | KESTRA PRIVATE WEALTH SERVICES, LLC | Oct 1, 2024 | Sep 27, 2024 | -4 | Firm change | Ibd to ibd |
| DFPG INVESTMENTS, LLC | DIVERSIFY ADVISORY SERVICES, LLC | Jan 2, 2024 | Jan 2, 2024 | 0 | Firm change | RIA to ibd |
| SUREVEST PRIVATE WEALTH | DFPG INVESTMENTS, LLC | Dec 12, 2022 | Dec 5, 2022 | -7 | Firm change | RIA to RIA |
| SUREVEST WEALTH MANAGEMENT | SUREVEST PRIVATE WEALTH | Feb 7, 2020 | Feb 3, 2020 | -4 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 306872:155576:CA:2022-12-12 | Dec 12, 2022 | Dec 5, 2022 | LOS ANGELES, CA | Firm change |
| 122369:306872:AZ:2020-02-07 | Feb 7, 2020 | Feb 3, 2020 | PHOENIX, AZ | Firm change |