DFX Intelligence

M••• T••••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst32 years in industry

M••• T••••••• D•••••

Advisor at E• W••••• A•••••••

Menlo Park, CA | TORRANCE, CA

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Search this name across graphsid dfx:ria:169a01cf-49f7-9d89-ef7c-f529375f1b94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 22, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Jun 26, 2026	n/a	yes	Menlo Park, CA\|TORRANCE, CA	Current employment
O••• W••••• M••••••••• L••	Independent wealth	Jan 10, 2019	Aug 26, 2026	no	MENLO PARK, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• W••••• M••••••••• L••	E• W••••• A•••••••	Aug 26, 2026	Jun 26, 2026	-61	Firm change after gap	RIA to RIA
O••• A•••••••• I•••	O••• W••••• M••••••••• L••	Jun 8, 2017	Jan 10, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
132996:299704:CA:2017-06-08	Jun 8, 2017	Jan 10, 2019	CUPERTINO, CA	Firm change after gap

Relationships

Registered with (4)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ O••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 10, 2019 to Aug 26, 2026factForm ADV
→ O••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 20, 2005 to Jun 8, 2017factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

Occurred
Aug 26, 2026
Advisor changed firm
M••• T••••••• D••••• left O••• W••••• M••••••••• L•• for E• W••••• A••••••• (registered 2026-06-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:169a01cf-49f7-9d89-ef7c-f529375f1b94
First observed: Jan 11, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.