RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• T••••••• D•••••
- E• W••••• A••••••• independent RIA currentsince Jun 26, 2026 · Menlo Park, Ca
- O••• W••••• M••••••••• L•• independent RIAJan 10, 2019 to Aug 26, 2026 · Menlo Park, Ca
- O••• A•••••••• I••• formerApr 20, 2005 to Jun 8, 2017 · Palo Alto, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJan 11, 1999 to Mar 30, 2005 · Beverly Hills, Ca
- O••• W••••• M••••••••• L•• to E• W••••• A•••••••left Aug 26, 2026, registered Jun 26, 2026 (-61 days) · RIA to RIA
- O••• A•••••••• I••• to O••• W••••• M••••••••• L••left Jun 8, 2017, registered Jan 10, 2019 (581 days) · Other · moved with a team
- W•••• F•••• I••••••••• L•• to O••• A•••••••• I•••left Mar 30, 2005, registered Apr 20, 2005 (21 days) · Other
- M••• T••••••• D••••• left O••• W••••• M••••••••• L•• for E• W••••• A••••••• (registered 2026-06-26)Aug 26, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address