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Advisor at PRIVATE ADVISOR GROUP, LLC
Lincoln, NE | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | May 2, 2024 | n/a | yes | Lincoln, NE|Lincoln, NE|MORRISTOWN, NJ | Current employment |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | Dec 5, 2003 | Apr 30, 2024 | no | LINCOLN, NE|ORANGE, CA | Previous registration |
| QUESTAR CAPITAL CORPORATION | n/a | Jan 13, 2003 | Dec 1, 2003 | no | LINCOLN, NE | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | n/a | Oct 9, 1998 | Dec 18, 2002 | no | LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CROWN CAPITAL SECURITIES, L.P. | PRIVATE ADVISOR GROUP, LLC | Apr 30, 2024 | May 2, 2024 | 2 | Firm change | Ibd to ibd |
| QUESTAR CAPITAL CORPORATION | CROWN CAPITAL SECURITIES, L.P. | Dec 1, 2003 | Dec 5, 2003 | 4 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | QUESTAR CAPITAL CORPORATION | Dec 18, 2002 | Jan 13, 2003 | 26 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6312:155216:CA:2024-04-16 | Apr 30, 2024 | May 2, 2024 | ORANGE, CA | Firm change |