DFX Intelligence

Data Factory

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

ANCORA ADVISORS LLC

CRD 124674

MAYFIELD HEIGHTS, OH

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Search this name across graphsid dfx:ria:16ae2165-dc4b-1278-77b2-71df1ee2ff84

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 6
On other graphs: 1
Observed: Mar 22, 2012 to Mar 31, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Real Estate Fundsidentity

Ancora Advisors LLC

Real estate fund manager · shared crd

Private Equityowner

Cd&r Ferdinand Co-Investor, L.P.

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

Clayton, Dubilier & Rice Fund Xii, L.P.

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.09 fund_share=0.21 institutional_share=0.18 related_bd=true related_bank=true bd_reps=30.0
Regulatory AUM: $4.6BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $401MderivedItem 5.D individuals plus high net worth individuals
Private client share: 9%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $461Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 46
Advisory employees: 27
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 307
High net worth clients: 148
Custody, client assets: $2.0B
SEC number: 801-61770
CIK: 1446114
CRD: 124674
Filings on the tape: 37
First filed: Mar 22, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, NV

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SONIA HOSONO MINTUN	Chartered Financial Analyst	MAYFIELD HEIGHTS, OH	16	22	1	yes
LARRY GERARD JOSEPH	n/a	MAYFIELD HEIGHTS, OH	15	38	n/a	yes
FREDERICK DAVID DISANTO	n/a	MAYFIELD HEIGHTS, OH	15	40	n/a	no
JOHN PEWTERS MICKLITSCH	n/a	MAYFIELD HEIGHTS, OH	15	32	n/a	no
ERIC FRANCIS WOIDKE	n/a	MAYFIELD HEIGHTS, OH	15	25	1	yes
JOHN PATRICK KANE	n/a	MAYFIELD HEIGHTS, OH	15	21	n/a	yes
DANIEL JOSEPH HYLAND	n/a	MAYFIELD HEIGHTS, OH	13	34	n/a	yes
STEVEN JOHN VARRONE	n/a	MAYFIELD HEIGHTS, OH	12	31	1	yes
TIMOTHY MICHAEL MCCORMICK	n/a	MAYFIELD HEIGHTS, OH	5	38	1	yes
DAVID GERARD SOWERBY	Chartered Financial Analyst	CLEVELAND, OH \| MAYFIELD HEIGHTS, OH \| Bloomfield Hills, MI	0	29	1	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ANCORA CATALYST SPV I, LP - SERIES K	Hedge Fund	$21.0M	Oct 29, 2021	99	Mar 31, 2021	dropped	021-379148
ANCORA CATALYST SPV I, LP - SERIES O	Hedge Fund	$15.5M	Oct 29, 2021	120	Mar 31, 2021	dropped	021-383492
ANCORA CATALYST SPV I, LP - SERIES L	Hedge Fund	$9.5M	Oct 29, 2021	9	Mar 31, 2021	dropped	021-381952
AAMAF, LP	Hedge Fund	$6.5M	Jun 24, 2020	78	Mar 26, 2013	dropped	021-178124
ANCORA CATALYST SPV I, LP - SERIES P	Hedge Fund	$5.6M	Oct 29, 2021	60	Mar 31, 2021	dropped	021-384825
BIRCHWALD PARTNERS LP	Hedge Fund	$0	Mar 20, 2019	0	Mar 26, 2013	dropped	021-193866
ANCORA GREATER CHINA FUND	Hedge Fund	$0	Jul 25, 2017	0	Mar 22, 2012	dropped	021-117193
PONFIELD OPPORTUNITY FUND LP	Real Estate Fund	$0	Mar 28, 2016	0	Jan 15, 2015	dropped	021-225937

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANCORA HOLDINGS GROUP, LLC	MEMBER (MANAGER)	E	yes	10/2021	Oct 29, 2021	Dec 6, 2024
CD&R FERDINAND CO-INVESTOR, L.P.	Partner	C	yes	08/2023	Sep 15, 2023	Dec 6, 2024
CD&R FERDINAND HOLDINGS, L.P.	Partner	D	yes	08/2023	Sep 15, 2023	Dec 6, 2024
CLAYTON, DUBILIER & RICE FUND XII, L.P.	Partner	D	yes	08/2023	Sep 15, 2023	Dec 6, 2024
DISANTO, FREDERICK, DAVID	CHIEF EXECUTIVE OFFICER, CHAIRMAN	Na	yes	11/2006	Mar 22, 2012	Dec 6, 2024
FERDINAND FFP ACQUISITION, LLC	SHAREHOLDER, CLASS A COMMON STOCK	E	yes	08/2023	Sep 15, 2023	Dec 6, 2024
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	Member	E	yes	08/2023	Sep 15, 2023	Dec 6, 2024
FERDINAND FFP PARENT, INC.	Member	E	yes	08/2023	Sep 15, 2023	Dec 6, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	Shareholder	E	yes	08/2023	Sep 15, 2023	Dec 6, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	SHAREHOLDER, CLASS B COMMON STOCK	E	yes	08/2023	Sep 15, 2023	Dec 6, 2024
FOCUS FINANCIAL PARTNERS INC.	Member	E	yes	07/2018	Oct 29, 2021	Dec 6, 2024
FOCUS FINANCIAL PARTNERS, LLC	Member	E	yes	01/2007	Oct 29, 2021	Dec 6, 2024
FOCUS OPERATING, LLC	MEMBER (MANAGER)	E	yes	10/2021	Oct 29, 2021	Dec 6, 2024
GEERS, JASON, P	CHIEF COMPLIANCE OFFICER	Na	yes	06/2016	Mar 31, 2017	Dec 6, 2024
MICKLITSCH, JOHN, PEWTERS	CHIEF INVESTMENT OFFICER	Na	yes	09/2013	Mar 30, 2015	Dec 6, 2024
THE ANCORA GROUP LLC	MEMBER (MANAGER)	E	yes	01/2010	Oct 29, 2021	Dec 6, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANCORA FAMILY WEALTH ADVISORS, LLC	n/a	Independent wealth	$3.9B	N	yes	n/a
ANCORA RETIREMENT PLAN ADVISORS, LLC	n/a	Other adviser	$1.5B	Y	yes	n/a
ANCORA ALTERNATIVES LLC	n/a	Asset manager	$1.1B	N	yes	n/a
ANCORA INSURANCE SOLUTIONS	n/a	n/a	n/a	N	yes	n/a
FOCUS RISK SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a
INVERNESS LIFE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
INVERNESS SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
SOURCE INSURANCE	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BLOOMFIELD HILLS	Mi	United States	2	no
Naples	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$4.6B	$2.7B	46	27	1	n/a	n/a
2024	Mar 21, 2025	$4.5B	$2.5B	60	33	2	n/a	n/a
2023	Mar 28, 2024	$4.3B	$2.0B	60	36	2	n/a	n/a
2022	Mar 30, 2023	$4.1B	$2.2B	60	37	2	n/a	n/a
2021	Mar 24, 2022	$5.4B	$3.1B	60	38	2	n/a	n/a
2020	Mar 31, 2021	$6.2B	$3.8B	67	45	2	15	$660M
2019	Mar 30, 2020	$5.7B	$3.1B	64	47	2	7	$504M
2018	Mar 20, 2019	$4.6B	$2.8B	50	33	1	7	$343M
2017	Mar 26, 2018	$4.6B	$2.9B	45	34	1	4	$316M
2016	Mar 31, 2017	$3.7B	$2.3B	43	32	n/a	5	$277M
2015	Mar 28, 2016	$3.6B	$2.2B	38	27	n/a	6	$245M
2014	Mar 30, 2015	$3.6B	$2.2B	37	27	n/a	6	$249M
2013	Mar 19, 2014	$3.1B	$1.8B	35	15	n/a	4	$143M
2012	Mar 26, 2013	$2.8B	$1.5B	32	14	n/a	4	$143M
2011	Mar 22, 2012	$3.6B	$1.5B	n/a	n/a	n/a	2	$91.6M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.6B	$4.5B	3.0%	$4.1B	4.1%	46	60	1	2

Relationships

Affiliated with (6)

← ANCORA PRIVATE WEALTH ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ANCORA PRIVATE WEALTH ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ANCORA ALTERNATIVES LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ ANCORA RETIREMENT PLAN ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← ANCORA ALTERNATIVES LLCRegistered adviserother investment adviser, common control
factForm ADV
← ANCORA RETIREMENT PLAN ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (10)

← DAVID GERARD SOWERBYAdvisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV
← TIMOTHY MICHAEL MCCORMICKAdvisorregistration: current employment
Jun 15, 2021 to presentfactForm ADV
← STEVEN JOHN VARRONEAdvisorregistration: current employment
Jan 22, 2014 to presentfactForm ADV
← DANIEL JOSEPH HYLANDAdvisorregistration: current employment
Dec 20, 2012 to presentfactForm ADV
← LARRY GERARD JOSEPHAdvisorregistration: current employment
Aug 4, 2011 to presentfactForm ADV
← FREDERICK DAVID DISANTOAdvisorregistration: current employment
Aug 4, 2011 to presentfactForm ADV
← JOHN PEWTERS MICKLITSCHAdvisorregistration: current employment
Aug 4, 2011 to presentfactForm ADV
← ERIC FRANCIS WOIDKEAdvisorregistration: current employment
Aug 4, 2011 to presentfactForm ADV
← JOHN PATRICK KANEAdvisorregistration: current employment
Aug 4, 2011 to presentfactForm ADV
← SONIA HOSONO MINTUNAdvisorregistration: current employment
Feb 1, 2010 to presentfactForm ADV

Controls (14)

← DISANTO, FREDERICK, DAVIDOwnerCHIEF EXECUTIVE OFFICER, CHAIRMAN, ownership code NA, individual
Mar 22, 2012 to Dec 6, 2024factForm ADV
← MICKLITSCH, JOHN, PEWTERSOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2015 to Dec 6, 2024factForm ADV
← GEERS, JASON, POwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2017 to Dec 6, 2024factForm ADV
← ANCORA HOLDINGS GROUP, LLCOwnerMEMBER (MANAGER), ownership code E, domestic entity
Oct 29, 2021 to Dec 6, 2024factForm ADV
← CD&R FERDINAND CO-INVESTOR, L.P.OwnerPARTNER, ownership code C, foreign entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← CD&R FERDINAND HOLDINGS, L.P.OwnerPARTNER, ownership code D, domestic entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← CLAYTON, DUBILIER & RICE FUND XII, L.P.OwnerPARTNER, ownership code D, foreign entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← FERDINAND FFP ACQUISITION, LLCOwnerSHAREHOLDER, CLASS A COMMON STOCK, ownership code E, domestic entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← FERDINAND FFP INTERMEDIATE HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← FERDINAND FFP PARENT, INC.OwnerMEMBER, ownership code E, domestic entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← FERDINAND FFP ULTIMATE HOLDINGS, LPOwnerSHAREHOLDER, ownership code E, domestic entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← FOCUS FINANCIAL PARTNERS INC.OwnerMEMBER, ownership code E, domestic entity
Oct 29, 2021 to Dec 6, 2024factForm ADV
← FOCUS OPERATING, LLCOwnerMEMBER (MANAGER), ownership code E, domestic entity
Oct 29, 2021 to Dec 6, 2024factForm ADV
← THE ANCORA GROUP LLCOwnerMEMBER (MANAGER), ownership code E, domestic entity
Oct 29, 2021 to Dec 6, 2024factForm ADV

Advises (8)

→ ANCORA CATALYST SPV I, LP - SERIES LPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2021 to Oct 29, 2021factForm ADV
→ ANCORA CATALYST SPV I, LP - SERIES OPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2021 to Oct 29, 2021factForm ADV
→ ANCORA CATALYST SPV I, LP - SERIES KPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2021 to Oct 29, 2021factForm ADV
→ ANCORA CATALYST SPV I, LP - SERIES PPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2021 to Oct 29, 2021factForm ADV
→ AAMAF, LPPrivate fundHedge Fund, IA, no longer reported
Mar 26, 2013 to Jun 24, 2020factForm ADV
→ BIRCHWALD PARTNERS LPPrivate fundHedge Fund, IA, no longer reported
Mar 26, 2013 to Mar 20, 2019factForm ADV
→ ANCORA GREATER CHINA FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 22, 2012 to Jul 25, 2017factForm ADV
→ PONFIELD OPPORTUNITY FUND LPPrivate fundReal Estate Fund, IA, no longer reported
Jan 15, 2015 to Mar 28, 2016factForm ADV

Dated events

Occurred
Mar 28, 2024
Control person left
Jean Brittney Garrett (Chief Financial Officer) no longer on Schedule A of Ancora Advisors Llc (listed 2023-09-25, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Sep 15, 2023
Control person left
Michael Joseph Spidalieri (Chief Operating Officer) no longer on Schedule A of Ancora Advisors Llc (listed 2023-03-30, absent 2023-09-15)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2022
Control person joined
Jean Brittney Garrett (Chief Financial Officer) appeared on Schedule A of Ancora Advisors Llc
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person left
Alan Bradley Zucker (Chief Financial Officer) no longer on Schedule A of Ancora Advisors Llc (listed 2020-06-24, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person left
Marie Tricia Cunningham (Risk Officer) no longer on Schedule A of Ancora Advisors Llc (listed 2020-06-24, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 20, 2019
Control person joined
Marie Tricia Cunningham (Risk Officer) appeared on Schedule A of Ancora Advisors Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16ae2165-dc4b-1278-77b2-71df1ee2ff84
First observed: Mar 22, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANCORA ADVISORS LLC

CRD 124674

MAYFIELD HEIGHTS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16ae2165-dc4b-1278-77b2-71df1ee2ff84

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SONIA HOSONO MINTUN

Chartered Financial Analyst

MAYFIELD HEIGHTS, OH

yes

LARRY GERARD JOSEPH

n/a

MAYFIELD HEIGHTS, OH

n/a

yes

FREDERICK DAVID DISANTO

n/a

MAYFIELD HEIGHTS, OH

n/a

JOHN PEWTERS MICKLITSCH

n/a

MAYFIELD HEIGHTS, OH

n/a

ERIC FRANCIS WOIDKE

n/a

MAYFIELD HEIGHTS, OH

yes

JOHN PATRICK KANE

n/a

MAYFIELD HEIGHTS, OH

n/a

yes

DANIEL JOSEPH HYLAND

n/a

MAYFIELD HEIGHTS, OH

n/a

yes

STEVEN JOHN VARRONE

n/a

MAYFIELD HEIGHTS, OH

yes

TIMOTHY MICHAEL MCCORMICK

n/a

MAYFIELD HEIGHTS, OH

yes

DAVID GERARD SOWERBY

Chartered Financial Analyst

CLEVELAND, OH | MAYFIELD HEIGHTS, OH | Bloomfield Hills, MI

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ANCORA CATALYST SPV I, LP - SERIES K

Hedge Fund

$21.0M

Oct 29, 2021

Mar 31, 2021

dropped

021-379148

ANCORA CATALYST SPV I, LP - SERIES O

Hedge Fund

$15.5M

Oct 29, 2021

120

Mar 31, 2021

dropped

021-383492

ANCORA CATALYST SPV I, LP - SERIES L

Hedge Fund

$9.5M

Oct 29, 2021

Mar 31, 2021

dropped

021-381952

AAMAF, LP

Hedge Fund

$6.5M

Jun 24, 2020

Mar 26, 2013

dropped

021-178124

ANCORA CATALYST SPV I, LP - SERIES P

Hedge Fund

$5.6M

Oct 29, 2021

Mar 31, 2021

dropped

021-384825

BIRCHWALD PARTNERS LP

Hedge Fund

Mar 20, 2019

Mar 26, 2013

dropped

021-193866

ANCORA GREATER CHINA FUND

Hedge Fund

Jul 25, 2017

Mar 22, 2012

dropped

021-117193

PONFIELD OPPORTUNITY FUND LP

Real Estate Fund

Mar 28, 2016

Jan 15, 2015

dropped

021-225937

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANCORA HOLDINGS GROUP, LLC

MEMBER (MANAGER)

yes

10/2021

Oct 29, 2021

Dec 6, 2024

CD&R FERDINAND CO-INVESTOR, L.P.

Partner

yes

08/2023

Sep 15, 2023

Dec 6, 2024

CD&R FERDINAND HOLDINGS, L.P.

Partner

yes

08/2023

Sep 15, 2023

Dec 6, 2024

CLAYTON, DUBILIER & RICE FUND XII, L.P.

Partner

yes

08/2023

Sep 15, 2023

Dec 6, 2024

DISANTO, FREDERICK, DAVID

CHIEF EXECUTIVE OFFICER, CHAIRMAN

yes

11/2006

Mar 22, 2012

Dec 6, 2024

FERDINAND FFP ACQUISITION, LLC

SHAREHOLDER, CLASS A COMMON STOCK

yes

08/2023

Sep 15, 2023

Dec 6, 2024

FERDINAND FFP INTERMEDIATE HOLDINGS, LLC

Member

yes

08/2023

Sep 15, 2023

Dec 6, 2024

FERDINAND FFP PARENT, INC.

Member

yes

08/2023

Sep 15, 2023

Dec 6, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

Shareholder

yes

08/2023

Sep 15, 2023

Dec 6, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

SHAREHOLDER, CLASS B COMMON STOCK

yes

08/2023

Sep 15, 2023

Dec 6, 2024

FOCUS FINANCIAL PARTNERS INC.

Member

yes

07/2018

Oct 29, 2021

Dec 6, 2024

FOCUS FINANCIAL PARTNERS, LLC

Member

yes

01/2007

Oct 29, 2021

Dec 6, 2024

FOCUS OPERATING, LLC

MEMBER (MANAGER)

yes

10/2021

Oct 29, 2021

Dec 6, 2024

GEERS, JASON, P

CHIEF COMPLIANCE OFFICER

yes

06/2016

Mar 31, 2017

Dec 6, 2024

MICKLITSCH, JOHN, PEWTERS

CHIEF INVESTMENT OFFICER

yes

09/2013

Mar 30, 2015

Dec 6, 2024

THE ANCORA GROUP LLC

MEMBER (MANAGER)

yes

01/2010

Oct 29, 2021

Dec 6, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANCORA FAMILY WEALTH ADVISORS, LLC

n/a

Independent wealth

$3.9B

yes

n/a

ANCORA RETIREMENT PLAN ADVISORS, LLC

n/a

Other adviser

$1.5B

yes

n/a

ANCORA ALTERNATIVES LLC

n/a

Asset manager

$1.1B

yes

n/a

ANCORA INSURANCE SOLUTIONS

n/a

yes

n/a

FOCUS RISK SOLUTIONS, LLC

n/a

yes

n/a

INVERNESS LIFE SERVICES, LLC

n/a

yes

n/a

INVERNESS SECURITIES, LLC

n/a

yes

n/a

SOURCE INSURANCE

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BLOOMFIELD HILLS

United States

Naples

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$4.6B

$2.7B

n/a

2024

Mar 21, 2025

$4.5B

$2.5B

n/a

2023

Mar 28, 2024

$4.3B

$2.0B

n/a

2022

Mar 30, 2023

$4.1B

$2.2B

n/a

2021

Mar 24, 2022

$5.4B

$3.1B

n/a

2020

Mar 31, 2021

$6.2B

$3.8B

$660M

2019

Mar 30, 2020

$5.7B

$3.1B

$504M

2018

Mar 20, 2019

$4.6B

$2.8B

$343M

2017

Mar 26, 2018

$4.6B

$2.9B

$316M

2016

Mar 31, 2017

$3.7B

$2.3B

n/a

$277M

2015

Mar 28, 2016

$3.6B

$2.2B

n/a

$245M

2014

Mar 30, 2015

$3.6B

$2.2B

n/a

$249M

2013

Mar 19, 2014

$3.1B

$1.8B

n/a

$143M

2012

Mar 26, 2013

$2.8B

$1.5B

n/a

$143M

2011

Mar 22, 2012

$3.6B

$1.5B

n/a

$91.6M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.6B

$4.5B

3.0%

$4.1B

4.1%