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A••••• A••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A••••• A••••••••• L••

CRD 311902

CLEVELAND, OH

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Search this name across graphsid dfx:ria:29624522-fe72-ac00-f39a-5503daeff2cc

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 52
Dated events: 3
On other graphs: 0
Observed: Jan 11, 2021 to Mar 31, 2026
14 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

C••• F•••••••• C••••••••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

C••••••• D••••••• • R••• F••• X••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.94 institutional_share=0.0 related_bd=true related_bank=true bd_reps=27.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 27

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••• M••••• I••••••••• L•	Hedge Fund	$348M	Dec 6, 2024	170	Mar 22, 2012	reported	021-116799
A••••• C••••••• I••••••••• L•	Hedge Fund	$258M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• H••••••• G••••• L••	Member	E	yes	10/2021	Oct 29, 2021	Dec 6, 2024
C••• F•••••••• C••••••••• L•••	Partner	C	yes	08/2023	Sep 15, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• A••••••• L••	n/a	Other adviser	$4.6B	N	yes	n/a
A••••• F••••• W••••• A•••••••• L••	n/a	Independent wealth	$3.9B	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BLOOMFIELD HILLS	Mi	United States	2	no
Naples	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.0B	8.0%	$1.3B	-3.6%	54	54	1	2

Relationships

Affiliated with (8)

← A••••• PRIVATE WEALTH ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ A••••• A••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ A••••• PRIVATE WEALTH ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ T•••••• C••••••• L••Registered adviserother investment adviser, common control

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 24, 2022
Regulatory AUM changed
A••••• A••••••••• L•• reported RAUM $1.2B, up 78% from $669.9M (2021-10-29 to 2022-03-24)
Form ADVobserved 6 days ago
$526M
Occurred
Jan 11, 2021
First Form ADV filing
A••••• A••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 24, 2022
A••••• A••••••••• L•• reported 17 state-registered advisory representatives, up from 2 (2021-10-29 to 2022-03-24)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29624522-fe72-ac00-f39a-5503daeff2cc
First observed: Jan 11, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (14)

← D••••••• F••••••••• D••••OwnerCHIEF EXECUTIVE OFFICER, CHAIRMAN, ownership code NA, individual
Jan 11, 2021 to Dec 6, 2024factForm ADV
← G••••• J••••• P•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 11, 2021 to Dec 6, 2024factForm ADV
← Z•••••• B••••••• A•••OwnerCHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
Jan 11, 2021 to Dec 6, 2024factForm ADV
← T••••••••• L•••••• K••••••OwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Jan 11, 2021 to Dec 6, 2024factForm ADV
← A••••• H••••••• G••••• L••OwnerMEMBER, ownership code E, domestic entity
Oct 29, 2021 to Dec 6, 2024factForm ADV
← C••• F•••••••• C••••••••• L•••OwnerPARTNER, ownership code C, foreign entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← C••• F•••••••• H•••••••• L•••OwnerPARTNER, ownership code D, domestic entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← C••••••• D••••••• • R••• F••• X••• L•••OwnerPARTNER, ownership code D, foreign entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← F•••••••• F•• A••••••••• L••OwnerSHAREHOLDER, CLASS A COMMON STOCK, ownership code E, domestic entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← F•••••••• F•• I••••••••• H•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← F•••••••• F•• P•••••• I•••OwnerMEMBER, ownership code E, domestic entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← F•••••••• F•• U••••••• H•••••••• L•OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 15, 2023 to Dec 6, 2024factForm ADV
← F•••• F•••••••• P•••••••• L••OwnerMEMBER, ownership code E, domestic entity
Oct 29, 2021 to Dec 6, 2024factForm ADV
← F•••• O••••••••• L••OwnerMEMBER (MANAGER), ownership code E, domestic entity
Oct 29, 2021 to Dec 6, 2024factForm ADV