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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

KRISTI LYNN MIGNANO

Advisor at OSAIC WEALTH, INC.

West Des Moines, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 1, 2000
First registration: Nov 13, 2001
Dual registered: yes, broker-dealer
Other names: KRISTI LYNN WALLACE
IAPD individual key: 4207439

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	West Des Moines, IA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 18, 2020	Jan 19, 2024	no	JOHNSTON, IA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 2, 2018	Nov 10, 2020	no	Windsor, CT	Previous registration
INVESTMENT ADVISORS CORP	Former SEC adviser	Jan 25, 2016	Oct 20, 2018	no	WeST DES MOINES, IA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 16, 2013	Dec 18, 2015	no	JOHNSTON, IA\|NAPLES, FL\|JOHNSTON, IA	Previous registration
INVESTMENT ADVISORS CORP	Former SEC adviser	Feb 10, 2012	Oct 11, 2013	no	WEST DES MOINES, IA\|JOHNSTON, IA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Feb 9, 2012	no	WEST DES MOINES, IA\|DES MOINES, IA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Nov 13, 2001	Jan 3, 2011	no	DES MOINES, IA\|DES MOINES, IA\|DES MOINES, IA\|DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	WOODBURY FINANCIAL SERVICES, INC.	Nov 10, 2020	Nov 18, 2020	8	Firm change	Ibd to ibd
INVESTMENT ADVISORS CORP	VOYA FINANCIAL ADVISORS, INC.	Oct 20, 2018	Nov 2, 2018	13	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	INVESTMENT ADVISORS CORP	Dec 18, 2015	Jan 25, 2016	38	Firm change	Other
INVESTMENT ADVISORS CORP	WOODBURY FINANCIAL SERVICES, INC.	Oct 11, 2013	Sep 16, 2013	-25	Firm change	Other
WELLS FARGO ADVISORS	INVESTMENT ADVISORS CORP	Feb 9, 2012	Feb 10, 2012	1	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
117531:2882:IA:2018-10-20	Oct 20, 2018	Nov 2, 2018	WEST DES MOINES, IA	Firm change

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 18, 2020 to Jan 19, 2024factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Nov 10, 2020factForm ADV
→ INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
Jan 25, 2016 to Oct 20, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Feb 9, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 13, 2001 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.