DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kristi Lynn Mignano
Feed of 09/14/2026
Also filed as Kristi Lynn Wallace
At current firm
2 y
since Jan 19, 2024
In the industry
25 y
since Nov 1, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jan 19, 2024 · West Des Moines, Ia
- Woodbury Financial Services, Inc. formerNov 18, 2020 to Jan 19, 2024 · Johnston, Ia
- Voya Financial Advisors, Inc. BD affiliatedNov 2, 2018 to Nov 10, 2020 · Windsor, Ct
- Investment Advisors Corp formerJan 25, 2016 to Oct 20, 2018 · West Des Moines, Ia
- Woodbury Financial Services, Inc. formerSep 16, 2013 to Dec 18, 2015 · Johnston, Ia
- Investment Advisors Corp formerFeb 10, 2012 to Oct 11, 2013 · West Des Moines, Ia
- Wells Fargo Advisors wirehouseJan 3, 2011 to Feb 9, 2012 · West Des Moines, Ia
- Wells Fargo Investments, LLC unclassifiedNov 13, 2001 to Jan 3, 2011 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Woodbury Financial Services, Inc. to Osaic Wealth, Inc.left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Voya Financial Advisors, Inc. to Woodbury Financial Services, Inc.left Nov 10, 2020, registered Nov 18, 2020 (8 days) · Affiliated broker-dealer or bank to another
- Investment Advisors Corp to Voya Financial Advisors, Inc.left Oct 20, 2018, registered Nov 2, 2018 (13 days) · Affiliated broker-dealer or bank to another · moved with a team
- Woodbury Financial Services, Inc. to Investment Advisors Corpleft Dec 18, 2015, registered Jan 25, 2016 (38 days) · Other
- Investment Advisors Corp to Woodbury Financial Services, Inc.left Oct 11, 2013, registered Sep 16, 2013 (-25 days) · Other
- Wells Fargo Advisors to Investment Advisors Corpleft Feb 9, 2012, registered Feb 10, 2012 (1 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address