DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Nov 19, 2015 | n/a | yes | FORT COLLINS, CO|Littleton, CO|Broomfield, CO | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jan 21, 2014 | Nov 10, 2015 | no | FT COLLINS, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Nov 10, 2015 | Nov 19, 2015 | 9 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | C••••• I••••••••• A••••••• L•• | Jan 21, 2014 | Jan 21, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:149018:CO:2015-11-10 | Nov 10, 2015 | Nov 19, 2015 | FT COLLINS, CO | Firm change |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Oct 12, 2012 | Jan 21, 2014 | no | GREELEY, CO|SAN ANTONIO, TX|FORT COLLINS, CO | Previous registration |
| R•• C•••••• M••••••••• L•• | Former SEC adviser | Jun 5, 2006 | Jun 14, 2012 | no | FORT COLLINS, CO | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| R•• C•••••• M••••••••• L•• | C••••• I••••••••• S••••••• L•• | Jun 14, 2012 | Oct 12, 2012 | 120 | Firm change | Other |