DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Aug 1, 2025 | n/a | yes | North Potomac, MD|Frederick, MD|Gaithersburg, MD | Current employment |
| P•• W••••• M••••••••• | Bd affiliated wealth | Dec 20, 2006 | May 7, 2008 | no | BETHESDA, MD|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|BETHESDA, MD|BETHESDA, MD|ROCKVILLE, MD|ROCKVILLE, MD|WASHINGTON, DC|WASHINGTON, DC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | May 7, 2008 | Aug 1, 2025 | 6,295 | Firm change after gap | Other |
| A••••••••• F•••••••• S•••••••• L•• | P•• W••••• M••••••••• | Jan 10, 2007 | Dec 20, 2006 |
| Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 27, 2004 | Jan 10, 2007 | no | ROCKVILLE, MD|GAITHERSBURG, MD | Previous registration |
| M•• S••••••••• I••• | n/a | Jul 9, 2004 | Sep 17, 2004 | no | BUFFALO, NY | Previous registration |
| R•••• S••••••••• I••• | n/a | Jan 9, 2003 | Feb 25, 2003 | no | WASHINGTON , DC | Previous registration |
| -21 |
| Firm change |
| Other |
| M•• S••••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Sep 17, 2004 | Oct 27, 2004 | 40 | Firm change | Other |
| R•••• S••••••••• I••• | M•• S••••••••• I••• | Feb 25, 2003 | Jul 9, 2004 | 500 | Firm change after gap | Other |