DFX Intelligence
Reading the graph
Reading the graph
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Advisor at U•• F•••••••• S••••••• I•••
CORAL GABLES, FL | MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | Wirehouse | Apr 29, 2024 | n/a | yes | CORAL GABLES, FL|MIAMI, FL | Current employment |
| X• A••••••• U•• I••• | Other adviser | Oct 12, 2017 | Aug 30, 2023 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| X• A••••••• U•• I••• | U•• F•••••••• S••••••• I••• | Aug 30, 2023 | Apr 29, 2024 | 243 | Firm change | Other |
| N•••••• A•••••• A••••••••• | X• A••••••• U•• I••• | Jun 13, 2014 | Apr 10, 2015 |
| X• A••••••• U•• I••• | Other adviser | Apr 10, 2015 | Dec 31, 2016 | no | MIAMI, FL | Previous registration |
| N•••••• A•••••• A••••••••• | Mixed wealth | Jul 29, 2013 | Jun 13, 2014 | no | MEXICO CITY | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Apr 25, 2000 | Apr 21, 2005 | no | MIAMI, FL | Previous registration |
| 301 |
| Firm change |
| Other |
| C•••••••• G••••• M•••••• I••• | N•••••• A•••••• A••••••••• | Apr 21, 2005 | Jul 29, 2013 | 3,021 | Firm change after gap | Other |