DFX Intelligence
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CRD 173779
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R•••••• J•••• V•••••• | n/a | MIAMI, FL | 8 | 23 | 2 | yes |
| C•••• F•••••• F•••• | n/a | MIAMI, FL | 8 | 10 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| P•• C••••• S••••••••• P•••••••• | Other Private Fund | $163,746 | Nov 11, 2024 | 14 | Dec 17, 2018 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F••••• C••••• F•••••• | SOLE DIRECTOR, PRESIDENT, TREASURER, SECRETARY, HEAD OF WEALTH MANAGEMENT | Na | yes | 06/2024 | Jul 25, 2024 | Nov 11, 2024 |
| G••••• A•••••• M••••• | OPERATIONS OFFICER | Na | yes | 09/2018 | Mar 31, 2020 | Nov 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| X• A••••••• L••• | n/a | n/a | n/a | N | yes | n/a |
| X• C•••••••• D• S•••••• L••• | n/a | n/a | n/a | N | yes | n/a |
| X• G••••• D• R••••••• L••• | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 2 | 1 | 6.7% | 0 | 0 | 0 | 3 | 10 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $792M | $1.6B | -49.3% | $1.5B | -20.0% | 34 | 32 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| E•• P•••••• W••••• M••••••••• ••••••••• C•••• | 4 | Jul 18, 2024 | Mar 27, 2025 | MIAMI, FL | Team lift out | Other | 17.4% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| E•• C•••••• A••••••• I••• | 2 | Mar 6, 2017 | Jun 15, 2018 | MIAMI, FL | Team lift out | Other | 7.4% |
| yes |
| T••••• S••••• | n/a | MIAMI, FL | 5 | 15 | n/a | yes |
| G•••••• C•••••••• R•••••• | n/a | MIAMI, FL | 5 | 10 | n/a | yes |
| J••• F••••••• C•••••• T•••• | n/a | MIAMI, FL | 4 | 11 | n/a | yes |
| I••• N•••• R•••• | n/a | MIAMI, FL | 4 | 15 | n/a | yes |
| C•••••• R••••• | n/a | MIAMI, FL | Davie, FL | 4 | 16 | 1 | yes |
| A•••••• G•••• | n/a | Winter Garden, FL | MIAMI, FL | 3 | 18 | 2 | yes |
| M•••••• C•••••• P••••••••• S•••• | n/a | MIAMI, FL | 3 | 11 | n/a | yes |
| M••••••• D• O••••••• F•••••• | n/a | MIAMI, FL | 3 | 13 | n/a | yes |
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| T•••• G••••• N•••• P•••••• | n/a | MIAMI, FL | 3 | 14 | n/a | yes |
| B•••• J••• C••••••• | n/a | MIAMI, FL | 3 | 11 | n/a | yes |
| R••••• V•• P••• D• O••••••• | n/a | MIAMI, FL | 2 | 16 | n/a | yes |
| M•••• E•••••• d• H••••••• A•••••• | n/a | MIAMI, FL | 2 | 24 | n/a | yes |
| P•••• P• R•••••• | n/a | MIAMI, FL | 2 | 12 | n/a | yes |
| F•••••••• F••••• D• P•••• | n/a | MIAMI, FL | 2 | 13 | n/a | yes |
| A•••• C••••••• C••••• | n/a | MIAMI, FL | 2 | 10 | n/a | yes |
| F••••••• P••••••• D• O••••••• | n/a | MIAMI, FL | 2 | 12 | n/a | yes |
| C••• H••••••• C•••• B•••• | n/a | MIAMI, FL | 2 | 11 | n/a | yes |
| B•••• G•••• Z•••••• | n/a | MIAMI, FL | 1 | 10 | n/a | yes |
| E•••••• M••••• | n/a | MIAMI, FL | 1 | 12 | n/a | yes |
| L•••• A•••••• J• S•••••• R•••••• | n/a | MIAMI, FL | 1 | 16 | n/a | yes |
| A•• C••••••• D• R•••• C•••• | n/a | MIAMI, FL | 1 | 11 | n/a | yes |
| F••••• V••••• G••••• | n/a | MIAMI, FL | 1 | 11 | n/a | yes |
| F••••• Y••••• L••••• | n/a | MIAMI, FL | 0 | 10 | n/a | yes |
| W•••••• J••••• R••• | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2015 | Dec 17, 2018 | Nov 11, 2024 |
| X• I•• | Owner | E | no | 11/2023 | Jan 9, 2024 | Nov 11, 2024 |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| X• G••••• S••••••••• S•• | n/a | n/a | n/a | Y | yes | n/a |
| X• I••••••••• U• L•• | n/a | n/a | n/a | N | yes | n/a |
| X• I••••••••• C•••••••• D• C•••••• V•••••• E• T•••••• M••••••••• S• | n/a | n/a | n/a | N | yes | n/a |
| X• I••••••••• U•• L•• | n/a | n/a | n/a | N | yes | n/a |
| X• M••••••• S••••••••• S•• | n/a | n/a | n/a | Y | yes | n/a |
| $792M |
| $721M |
| 34 |
| 27 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 19, 2025 | $1.6B | $961M | 32 | 26 | 1 | 1 | n/a |
| 2023 | Mar 28, 2024 | $1.5B | $891M | 33 | 26 | 1 | 1 | $163,746 |
| 2022 | Mar 31, 2023 | $1.5B | $1.0B | 30 | 21 | 1 | 1 | $167,207 |
| 2021 | Mar 31, 2022 | $1.4B | $938M | 26 | 16 | 1 | 1 | $188,000 |
| 2020 | Mar 31, 2021 | $836M | $559M | 26 | 16 | 1 | 1 | $1.3M |
| 2019 | Mar 31, 2020 | $393M | $377M | 17 | 13 | 1 | 1 | $1.3M |
| 2018 | Mar 25, 2019 | $116M | $108M | 15 | 11 | 1 | 1 | $1.7M |