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Advisor at APEX STRATEGIC WEALTH, LLC
CHATTANOOGA, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APEX STRATEGIC WEALTH, LLC | Independent wealth | May 27, 2020 | n/a | yes | CHATTANOOGA, TN | Current employment |
| INNOVATIVE ADVISORY PARTNERS, LLC | Independent wealth | Jan 29, 2018 | Jun 30, 2020 | no | CHATTANOOGA, TN|HIXSON, TN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 9, 2008 | May 20, 2011 | no | CHATTANOOGA, TN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 6, 2000 | Sep 9, 2008 | no | CHATTANOOGA, TN|CHATTANOOGA, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INNOVATIVE ADVISORY PARTNERS, LLC | APEX STRATEGIC WEALTH, LLC | Jun 30, 2020 | May 27, 2020 | -34 | Firm change after gap | RIA to new firm |
| WELLS FARGO ADVISORS | INNOVATIVE ADVISORY PARTNERS, LLC | May 20, 2011 | Jan 29, 2018 | 2,446 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Sep 9, 2008 | Sep 9, 2008 | 0 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 156135:308569:TN:2020-06-25 | Jun 30, 2020 | May 27, 2020 | HIXSON, TN | Firm change after gap |