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B•• F•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

B•• F•••••••• L••

CRD 158566

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:16e56502-129b-1b8c-f09f-c83713ad1ba3

Data as of Oct 9, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 13
On other graphs: 1
Observed: May 25, 2023 to Oct 9, 2024
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•• F•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $72.6M••• Locked
Discretionary RAUM: $58.9M
Private client RAUM: $51.4Mderived••• Locked
Private client share: 71%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••••• P••••••• L•	Hedge Fund	$8.4M	Oct 9, 2024	15	May 25, 2023	reported	021-1818904
F••• • B•• S••••••• • A••••••••• F•••• L••	Private Equity Fund	$6.4M	Oct 9, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••• G•••••• R••••••	MEMBER, CIO, CCO	D	yes	01/2023	Oct 12, 2023	Oct 9, 2024
J•••••• R••••••• R•••••	MANAGING MEMBER	D	yes	05/2011	May 25, 2023	Oct 9, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• C••••••••• I••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Humacao	Pr	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 19, 2024	$200M	$137M	7	7	3	2	$14.8M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$72.6M	n/a	n/a	n/a	n/a	5	n/a	1	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S••••••• C•••••• M••••••••• L••	2	Dec 5, 2024	Dec 4, 2024	LITTLE ROCK, AR	Team lift out	RIA to RIA	66.7%
E••••••••• W••••• A•••••••• L••	2	Nov 25, 2024	Nov 13, 2024

Relationships

Advises (2)

→ F•••••••• P••••••• L•Private fundHedge Fund, IA
May 25, 2023 to presentfactForm ADV
→ F••• • B•• S••••••• • A••••••••• F•••• L••Private fundPrivate Equity Fund, IA
Mar 19, 2024 to presentfactForm ADV

Controls (2)

← J•••••• R••••••• R•••••OwnerMANAGING MEMBER, ownership code D, individual
May 25, 2023 to presentfactForm ADV
← J•••••• G•••••• R••••••

Dated events

Occurred
Dec 5, 2024
Team lift-out
2 advisors left B•• F•••••••• L•• (Little Rock, AR) for S••••••• C•••••• M••••••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Dec 5, 2024
Advisor changed firm
Matthew David Haas left B•• F•••••••• L•• for Sowell Management (registered 2024-10-29)
Form ADVobserved 7 days ago
Occurred
Dec 5, 2024
Advisor changed firm
R•••••• Ronald J••••• left B•• F•••••••• L•• for S••••••• C•••••• M••••••••• L•• (registered 2024-12-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16e56502-129b-1b8c-f09f-c83713ad1ba3
First observed: May 25, 2023
Last observed: Oct 9, 2024 23 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.