DFX Intelligence

B•••••• W• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

B•••••• W• R•••••

Advisor at A•••••• C•••••• L••

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:a9690c64-b19a-2c97-1321-1d388503a60c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• C•••••• L••	Independent wealth	Jan 4, 2013	n/a	yes	LITTLE ROCK, AR	Current employment
B•• F•••••••• L••	Former SEC adviser	Aug 16, 2011	Dec 31, 2012	no	LITTLE ROCK, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F•••••••• L••	A•••••• C•••••• L••	Dec 31, 2012	Jan 4, 2013	4	Firm change	RIA to RIA
V••• F•••••••• A•••••••• I•••	B•• F•••••••• L••	Aug 11, 2011	Aug 16, 2011

Relationships

Registered with (5)

→ A•••••• C•••••• L••Registered adviserregistration: current employment
Jan 4, 2013 to presentfactForm ADV
→ B•• F•••••••• L••Registered adviserregistration: previous registration
Aug 16, 2011 to Dec 31, 2012factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2010 to Aug 11, 2011factForm ADV
→ R•••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9690c64-b19a-2c97-1321-1d388503a60c
First observed: Jun 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.