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RIA / WealthAdvisor29 years in industry

DANIEL TODD BARKER

Advisor at CWM, LLC

OMAHA, NE | Southlake, TX

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Search this name across graphsid dfx:ria:16ea656a-018e-2842-0167-7160909d78e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 11, 1997
First registration: May 22, 2000
Dual registered: no
Other names: DANIEL T BARKER|DANNY BARKER|DANNY BARKER|DANIEL TODD BARKER
IAPD individual key: 2872437

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Apr 24, 2013	n/a	yes	OMAHA, NE\|Southlake, TX	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 17, 2017	Jan 18, 2017	no	AMARILLO, TX\|SOUTHLAKE, TX	Previous registration
PINNACLE FINANCIAL GROUP	n/a	Jan 1, 2005	Oct 4, 2013	no	AMARILLO, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 6, 2004	Dec 4, 2013	no	AMARILLO, TX\|AMARILLO, TX	Previous registration
PINNACLE FINANCIAL GROUP	n/a	Jun 15, 2004	Dec 31, 2004	no	AMARILLO, TX	Previous registration
SUMMIT FINANCIAL GROUP	n/a	May 22, 2000	Jun 7, 2004	no	AMARILLO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	n/a	Jan 18, 2017	n/a	n/a	Departure no registered destination	Departure
LPL FINANCIAL LLC	PINNACLE FINANCIAL GROUP	Dec 4, 2013	Jan 1, 2005	-3,259	Firm change after gap	Other
PINNACLE FINANCIAL GROUP	CWM, LLC	Oct 4, 2013	Apr 24, 2013	-163	Firm change after gap	Other
PINNACLE FINANCIAL GROUP	LPL FINANCIAL LLC	Dec 31, 2004	Oct 6, 2004	-86	Firm change after gap	Other
SUMMIT FINANCIAL GROUP	PINNACLE FINANCIAL GROUP	Jun 7, 2004	Jun 15, 2004	8	Firm change	Other

Relationships

Registered with (5)

→ CWM, LLCRegistered adviserregistration: current employment
Apr 24, 2013 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 17, 2017 to Jan 18, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 6, 2004 to Dec 4, 2013factForm ADV
→ PINNACLE FINANCIAL GROUPRegistered adviserregistration: previous registration
Jan 1, 2005 to Oct 4, 2013factForm ADV
→ SUMMIT FINANCIAL GROUPRegistered adviserregistration: previous registration
May 22, 2000 to Jun 7, 2004factForm ADV

Dated events

No dated event names this entity yet.