DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Daniel T Barker
At current firm
13 y
since Apr 24, 2013
In the industry
29 y
since Apr 11, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cwm, LLC BD affiliated currentsince Apr 24, 2013 · Omaha, Ne
- Cetera Advisor Networks LLC formerJan 17, 2017 to Jan 18, 2017 · Amarillo, Tx
- Pinnacle Financial Group unclassifiedJan 1, 2005 to Oct 4, 2013 · Amarillo, Tx
- LPL Financial LLC BD affiliatedOct 6, 2004 to Dec 4, 2013 · Amarillo, Tx
- Pinnacle Financial Group unclassifiedJun 15, 2004 to Dec 31, 2004 · Amarillo, Tx
- Summit Financial Group unclassifiedMay 22, 2000 to Jun 7, 2004 · Amarillo, Tx
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to no registered destinationleft Jan 18, 2017 · Departure, no registered destination
- LPL Financial LLC to Pinnacle Financial Groupleft Dec 4, 2013, registered Jan 1, 2005 (-3259 days) · Other
- Pinnacle Financial Group to Cwm, LLCleft Oct 4, 2013, registered Apr 24, 2013 (-163 days) · Other
- Pinnacle Financial Group to LPL Financial LLCleft Dec 31, 2004, registered Oct 6, 2004 (-86 days) · Other
- Summit Financial Group to Pinnacle Financial Groupleft Jun 7, 2004, registered Jun 15, 2004 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address