DFX Intelligence

S•••••••• C•••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

S•••••••• C•••••••• K•••

Advisor at C••••• W••••• A••••••• L••

TEMPLETON, CA

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Search this name across graphsid dfx:ria:16f21fa5-8637-f1e9-9dd0-db036cf75f6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 25, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• W••••• A••••••• L••	Independent wealth	Jan 12, 2021	n/a	yes	TEMPLETON, CA	Current employment
G••••• W••••• M••••••••• G••••• I•••	Former SEC adviser	Mar 22, 2013	Mar 29, 2021	no	TEMPLETON, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• M••••••••• G••••• I•••	C••••• W••••• A••••••• L••	Mar 29, 2021	Jan 12, 2021	-76	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
158082:311261:CA:2021-03-29	Mar 29, 2021	Jan 12, 2021	TEMPLETON, CA	Firm change after gap

Relationships

Registered with (2)

→ C••••• W••••• A••••••• L••Registered adviserregistration: current employment
Jan 12, 2021 to presentfactForm ADV
→ G••••• W••••• M••••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 22, 2013 to Mar 29, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16f21fa5-8637-f1e9-9dd0-db036cf75f6e
First observed: Mar 22, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.